# Capital Investment Management

> Capital Investment Management is a state-registered investment advisory firm in Seattle, WA, registered since 2002, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 119481
- Filed as: CAPITAL INVESTMENT MANAGEMENT
- Legal name: CIM Financial Group, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Seattle, WA
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/119481
- AdvisorCensus page: https://advisorcensus.com/firm/capital-investment-management-seattle-wa-119481

## Quick answers

**How is Capital Investment Management compensated?**
On its Form ADV (Item 5.E, October 2026), Capital Investment Management reports these compensation arrangements: a percentage of assets under its management.

**Where is Capital Investment Management located?**
Capital Investment Management's principal office is in Seattle, WA, according to its Form ADV.

**Is Capital Investment Management registered with the SEC or a state?**
Capital Investment Management is a state-registered investment advisory firm, registered since 2002. Status as filed: APPROVED. CRD 119481.

**How much does Capital Investment Management manage?**
Capital Investment Management reports $10,303,710 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**What types of clients does Capital Investment Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (36).

**Does Capital Investment Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/119481

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $10,303,710
- Discretionary: $10,303,710
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 36 | $10,303,710 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2002 (24 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- capitalim.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital Investment Management (CRD 119481): Form ADV filing data as of October 2026.