# Capital International, Inc.

> Capital International, Inc. is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 1988, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 25, 2026.

- CRD: 110682
- Filed as: CAPITAL INTERNATIONAL, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: September 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110682
- AdvisorCensus page: https://advisorcensus.com/firm/capital-international-inc-los-angeles-ca-110682

## Quick answers

**How is Capital International, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Capital International, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Capital International, Inc. located?**
Capital International, Inc.'s principal office is in Los Angeles, CA, according to its Form ADV; the October 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is Capital International, Inc. registered with the SEC or a state?**
Capital International, Inc. is an SEC-registered investment advisory firm, registered since 1988. Status as filed: Approved. CRD 110682.

**How much does Capital International, Inc. manage?**
Capital International, Inc. reports $58,208,006,567 in regulatory assets under management in its Form ADV filing dated September 25, 2026 (100% discretionary).

**How have Capital International, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Capital International, Inc.: Regulatory assets under management: $64,615,418,151 in the October 2021 data and $58,208,006,567 in the October 2026 data, down 10%. Total employees: 333 in October 2021 and 254 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Capital International, Inc. serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (47); pooled investment vehicles (other than investment companies and business development companies) (26); state or municipal government entities (including government pension plans) (15).

**Which custodians does Capital International, Inc. use?**
Capital International, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of New York Mellon, JPMorgan Chase Bank, Northern Trust and State Street Bank as custodians holding 10% or more of its separately managed account assets.

**Does Capital International, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.A(1) (felony conviction or plea in the past ten years) and 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110682

**What changed in Capital International, Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 46 to 45. Regulatory assets under management went from $51,920,188,400 to $58,208,006,567 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Bank of New York Mellon
- JPMorgan Chase Bank
- Northern Trust
- State Street Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $58,208,006,567
- Discretionary: $58,208,006,567
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 8 | $10,921,765,576 |
| Pooled investment vehicles (other than investment companies and business development companies) | 26 | $10,579,068,942 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 47 | $13,995,201,737 |
| Charitable organizations | 1 | $277,048,370 |
| State or municipal government entities (including government pension plans) | 15 | $4,237,406,548 |
| Insurance companies | 5 | $3,663,252,068 |
| Sovereign wealth funds and foreign official institutions | 5 | $5,438,418,846 |
| Corporations or other businesses not listed above | 6 | $9,084,004,686 |
| Other | 3 | $11,839,794 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1988 (38 years)
- Employees: 254 total, 45 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(1): In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110682

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- London
- N/a
- Sydney Nsw
- Tokyo

### Websites listed on Form ADV (Item 1.I)
- capitalgroup.com
- gateway.on24.com/wcc/eh/3097150/capital-ideas-webinars
- mymanagedfunds.com.au/Funds/CAPITAL/Login
- open.spotify.com/show/4i72KEN4ohuU4d1TDawLCZ
- open.spotify.com/show/5JOXwp15t5vFIu2OAxkahr
- podcasts.apple.com/us/podcast/capital-ideas-australia-podcast/id1653015052
- podcasts.apple.com/us/podcast/capital-ideas-investing-podcast/id1206119204
- Facebook @Capital-Group-Australia-391830711616549
- Facebook @CapitalGroup
- Instagram @capitalgroup
- Instagram @thecapitalideas
- LinkedIn @capital-group
- Threads @capitalgroup
- X @CapitalGroup
- X @CapitalGroupJP
- YouTube @CapitalGroupVideos
- YouTube @lifeatcapitalgroup

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $64,615,418,151 | 333 | September 28, 2021 |
| October 2022 | $46,182,646,202 | 218 | September 28, 2022 |
| October 2023 | $42,352,573,385 | 235 | September 28, 2023 |
| October 2024 | $46,828,530,193 | 251 | September 27, 2024 |
| October 2025 | $46,051,262,193 | 251 | July 1, 2025 |
| October 2026 | $58,208,006,567 | 254 | September 25, 2026 |

Regulatory assets under management: $64,615,418,151 in the October 2021 data and $58,208,006,567 in the October 2026 data, down 10%.
Total employees: 333 in October 2021 and 254 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 46 to 45.
- Regulatory assets under management went from $51,920,188,400 to $58,208,006,567 (+12%).

### June 2026
- Item 11 disclosure answers changed: 2 yes answers, previously 1 (now yes: 11.D(2)).

### December 2025
- Employees performing advisory functions went from 85 to 46.
- Regulatory assets under management went from $46,051,262,193 to $51,920,188,400 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital International, Inc. (CRD 110682): Form ADV filing data as of October 2026.