{
  "crd_number": 110682,
  "slug": "capital-international-inc-los-angeles-ca-110682",
  "primary_business_name": "CAPITAL INTERNATIONAL, INC.",
  "legal_name": "CAPITAL INTERNATIONAL, INC.",
  "dbas": [],
  "city": "Los Angeles",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1988-05-20",
  "years_registered": 38,
  "period": "2026-10-01",
  "filing_date": "2026-09-25",
  "carried_forward": false,
  "raum_total": 58208006567.0,
  "raum_discretionary": 58208006567.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 254,
  "advisory_employees": 45,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 11839794.0,
      "count": 3,
      "description": "CLIENTS ON THIRD PARTY PLATFORMS",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": 277048370.0,
      "count": 1,
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": 4237406548.0,
      "count": 15
    },
    "insurance_companies": {
      "raum": 3663252068.0,
      "count": 5
    },
    "investment_companies": {
      "raum": 10921765576.0,
      "count": 8
    },
    "pension_profit_sharing": {
      "raum": 13995201737.0,
      "count": 47
    },
    "pooled_investment_vehicles": {
      "raum": 10579068942.0,
      "count": 26
    },
    "corporations_other_businesses": {
      "raum": 9084004686.0,
      "count": 6
    },
    "sovereign_wealth_foreign_official": {
      "raum": 5438418846.0,
      "count": 5
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://capitalgroup.com",
    "https://facebook.com/Capital-Group-Australia-391830711616549",
    "https://facebook.com/CapitalGroup",
    "https://gateway.on24.com/wcc/eh/3097150/capital-ideas-webinars",
    "https://instagram.com/capitalgroup",
    "https://instagram.com/thecapitalideas",
    "https://linkedin.com/company/capital-group",
    "https://mymanagedfunds.com.au/Funds/CAPITAL/Login?AspxAutoDetectCookieSupport=1",
    "https://open.spotify.com/show/4i72KEN4ohuU4d1TDawLCZ",
    "https://open.spotify.com/show/5JOXwp15t5vFIu2OAxkahr",
    "https://podcasts.apple.com/us/podcast/capital-ideas-australia-podcast/id1653015052",
    "https://podcasts.apple.com/us/podcast/capital-ideas-investing-podcast/id1206119204",
    "https://threads.net/@capitalgroup",
    "https://x.com/CapitalGroup",
    "https://x.com/CapitalGroupJP",
    "https://youtube.com/c/CapitalGroupVideos",
    "https://youtube.com/lifeatcapitalgroup"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110682",
  "disclosure_items": [
    {
      "item": "11.A(1)",
      "question": "In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "LOS ANGELES",
  "url": "https://advisorcensus.com/firm/capital-international-inc-los-angeles-ca-110682",
  "display_name": "Capital International, Inc.",
  "summary": "Capital International, Inc. is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 1988, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 25, 2026.",
  "citation": "AdvisorCensus. Capital International, Inc. (CRD 110682): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Capital International, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Capital International, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "Where is Capital International, Inc. located?",
      "a": "Capital International, Inc.'s principal office is in Los Angeles, CA, according to its Form ADV; the October 2026 filing also lists 4 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Capital International, Inc. registered with the SEC or a state?",
      "a": "Capital International, Inc. is an SEC-registered investment advisory firm, registered since 1988. Status as filed: Approved. CRD 110682."
    },
    {
      "q": "How much does Capital International, Inc. manage?",
      "a": "Capital International, Inc. reports $58,208,006,567 in regulatory assets under management in its Form ADV filing dated September 25, 2026 (100% discretionary)."
    },
    {
      "q": "How have Capital International, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Capital International, Inc.: Regulatory assets under management: $64,615,418,151 in the October 2021 data and $58,208,006,567 in the October 2026 data, down 10%. Total employees: 333 in October 2021 and 254 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Capital International, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (47); pooled investment vehicles (other than investment companies and business development companies) (26); state or municipal government entities (including government pension plans) (15)."
    },
    {
      "q": "Which custodians does Capital International, Inc. use?",
      "a": "Capital International, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of New York Mellon, JPMorgan Chase Bank, Northern Trust and State Street Bank as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Capital International, Inc. report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.A(1) (felony conviction or plea in the past ten years) and 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110682"
    },
    {
      "q": "What changed in Capital International, Inc.'s recent Form ADV filings?",
      "a": "In the October 2026 filing data: Employees performing advisory functions went from 46 to 45. Regulatory assets under management went from $51,920,188,400 to $58,208,006,567 (+12%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 64615418151.0,
      "total_employees": 333,
      "filing_date": "2021-09-28"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 46182646202.0,
      "total_employees": 218,
      "filing_date": "2022-09-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 42352573385.0,
      "total_employees": 235,
      "filing_date": "2023-09-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 46828530193.0,
      "total_employees": 251,
      "filing_date": "2024-09-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 46051262193.0,
      "total_employees": 251,
      "filing_date": "2025-07-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 58208006567.0,
      "total_employees": 254,
      "filing_date": "2026-09-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Employees performing advisory functions went from 46 to 45.",
        "Regulatory assets under management went from $51,920,188,400 to $58,208,006,567 (+12%)."
      ]
    },
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Item 11 disclosure answers changed: 2 yes answers, previously 1 (now yes: 11.D(2))."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Employees performing advisory functions went from 85 to 46.",
        "Regulatory assets under management went from $46,051,262,193 to $51,920,188,400 (+13%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Bank of New York Mellon",
      "name_as_filed": "BANK OF NEW YORK MELLON",
      "affiliated": false
    },
    {
      "name": "JPMorgan Chase Bank",
      "name_as_filed": "JPMORGAN CHASE BANK",
      "affiliated": false
    },
    {
      "name": "Northern Trust",
      "name_as_filed": "NORTHERN TRUST",
      "affiliated": false
    },
    {
      "name": "State Street Bank",
      "name_as_filed": "STATE STREET BANK",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/capital-international-inc-los-angeles-ca-110682.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 8,
      "fewer_than_5": false,
      "raum": 10921765576.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 26,
      "fewer_than_5": false,
      "raum": 10579068942.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 47,
      "fewer_than_5": false,
      "raum": 13995201737.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 277048370.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 15,
      "fewer_than_5": false,
      "raum": 4237406548.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 5,
      "fewer_than_5": false,
      "raum": 3663252068.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 5,
      "fewer_than_5": false,
      "raum": 5438418846.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 9084004686.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 3,
      "fewer_than_5": true,
      "raum": 11839794.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110682",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}