# Capital Insights Group of WNY, LLC.

> Capital Insights Group of WNY, LLC. is an SEC-registered investment advisory firm in Buffalo, NY, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 282909
- Filed as: CAPITAL INSIGHTS GROUP OF WNY, LLC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Buffalo, NY
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/282909
- AdvisorCensus page: https://advisorcensus.com/firm/capital-insights-group-of-wny-llc-buffalo-ny-282909

## Quick answers

**How is Capital Insights Group of WNY, LLC. compensated?**
On its Form ADV (Item 5.E, October 2026), Capital Insights Group of WNY, LLC. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Capital Insights Group of WNY, LLC. charge?**
Its Form ADV Part 2A brochure dated April 1, 2026 states: Hourly rate: $250 an hour (financial planning services); Flat fee: $1,500 to $3,000 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Capital Insights Group of WNY, LLC. located?**
Capital Insights Group of WNY, LLC.'s principal office is in Buffalo, NY, according to its Form ADV.

**Is Capital Insights Group of WNY, LLC. registered with the SEC or a state?**
Capital Insights Group of WNY, LLC. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 282909.

**How much does Capital Insights Group of WNY, LLC. manage?**
Capital Insights Group of WNY, LLC. reports $58,588,365 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (98% discretionary).

**How have Capital Insights Group of WNY, LLC.'s assets and staff changed since 2023?**
In the Form ADV data for Capital Insights Group of WNY, LLC.: Regulatory assets under management: $31,215,106 in the October 2023 data and $58,588,365 in the October 2026 data, up 88%. Total employees: 2 in October 2023 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Capital Insights Group of WNY, LLC. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (110); high net worth individuals (18).

**Which custodians does Capital Insights Group of WNY, LLC. use?**
Capital Insights Group of WNY, LLC.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Capital Insights Group of WNY, LLC. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282909

**What changed in Capital Insights Group of WNY, LLC.'s recent Form ADV filings?**
In the May 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $42,698,522 to $58,588,365 (+37%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 1, 2026)

- Hourly rate: $250 an hour (financial planning services)

> The hourly fee for Capital Insights Group of WNY, LLC. is typically $250 per hour, although it can vary based on the scope and nature of the planning required

- Flat fee: $1,500 to $3,000 (financial planning services)

> Our fixed fee typically ranges from $1,500 to $3,000 depending on the scope of the project.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $58,588,365
- Discretionary: $57,702,591
- Non-discretionary: $885,774

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 110 | $32,045,599 |
| High net worth individuals | 18 | $26,542,766 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $31,215,106 | 2 | June 9, 2023 |
| October 2024 | $37,570,637 | 2 | March 29, 2024 |
| October 2025 | $42,698,522 | 2 | March 31, 2025 |
| October 2026 | $58,588,365 | 3 | April 1, 2026 |

Regulatory assets under management: $31,215,106 in the October 2023 data and $58,588,365 in the October 2026 data, up 88%.
Total employees: 2 in October 2023 and 3 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $42,698,522 to $58,588,365 (+37%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital Insights Group of WNY, LLC. (CRD 282909): Form ADV filing data as of October 2026.