# Capital Guard Investments LLC

> Capital Guard Investments LLC is a state-registered investment advisory firm, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 329362
- Filed as: CAPITAL GUARD INVESTMENTS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/329362
- AdvisorCensus page: https://advisorcensus.com/firm/capital-guard-investments-llc-329362

## Quick answers

**How is Capital Guard Investments LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Capital Guard Investments LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Capital Guard Investments LLC registered with the SEC or a state?**
Capital Guard Investments LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 329362.

**How much does Capital Guard Investments LLC manage?**
Capital Guard Investments LLC reports $21,387,530 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (0% discretionary).

**What types of clients does Capital Guard Investments LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (16); individuals (other than high net worth individuals) (4).

**Does Capital Guard Investments LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/329362

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $21,387,530
- Discretionary: $0
- Non-discretionary: $21,387,530

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $1,790,797 |
| High net worth individuals | 16 | $19,596,733 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [capitalguardinvestments.com](https://capitalguardinvestments.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital Guard Investments LLC (CRD 329362): Form ADV filing data as of October 2026.