# Capital Gains Advisory

> Capital Gains Advisory is a state-registered investment advisory firm, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 20, 2026.

- CRD: 343790
- Filed as: CAPITAL GAINS ADVISORY
- Legal name: Capital Gains Advisory LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New Jersey
- Filing period: October 2026
- Form ADV filing dated: September 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/343790
- AdvisorCensus page: https://advisorcensus.com/firm/capital-gains-advisory-343790

## Quick answers

**How is Capital Gains Advisory compensated?**
On its Form ADV (Item 5.E, October 2026), Capital Gains Advisory reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is Capital Gains Advisory registered with the SEC or a state?**
Capital Gains Advisory is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 343790.

**How much does Capital Gains Advisory manage?**
Capital Gains Advisory reports $1,000,000 in regulatory assets under management in its Form ADV filing dated September 20, 2026 (100% discretionary).

**What types of clients does Capital Gains Advisory serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3).

**Does Capital Gains Advisory report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/343790

**What changed in Capital Gains Advisory's recent Form ADV filings?**
In the October 2026 filing data: Newly registered with a state securities regulator.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $1,000,000
- Discretionary: $1,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3 | $1,000,000 |
| High net worth individuals | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- capitalgainsadvisory.com

## Changes in the filing (last 12 months)

### October 2026
- Newly registered with a state securities regulator.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital Gains Advisory (CRD 343790): Form ADV filing data as of October 2026.