# Capital Four US Inc.

> Capital Four US Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 315650
- Filed as: CAPITAL FOUR US INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/315650
- AdvisorCensus page: https://advisorcensus.com/firm/capital-four-us-inc-new-york-ny-315650

## Quick answers

**How is Capital Four US Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Capital Four US Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Capital Four US Inc. located?**
Capital Four US Inc.'s principal office is in New York, NY, according to its Form ADV.

**Is Capital Four US Inc. registered with the SEC or a state?**
Capital Four US Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 315650.

**How much does Capital Four US Inc. manage?**
Capital Four US Inc. reports $2,637,761,145 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Capital Four US Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Capital Four US Inc.: Regulatory assets under management: $0 in the October 2021 data and $2,637,761,145 in the October 2026 data. Total employees: 4 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Capital Four US Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (9).

**Does Capital Four US Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315650

**What changed in Capital Four US Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 5. Regulatory assets under management went from $2,092,007,838 to $2,637,761,145 (+26%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $2,637,761,145
- Discretionary: $2,637,761,145
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 9 | $2,637,761,145 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 8 total, 5 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- capital-four.com
- LinkedIn @capital-four-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $0 | 4 | July 19, 2021 |
| October 2022 | $780,000,000 | 8 | September 29, 2022 |
| October 2023 | $1,587,548,223 | 10 | September 1, 2023 |
| October 2024 | $1,981,252,102 | 12 | May 30, 2024 |
| October 2025 | $2,092,007,838 | 9 | March 31, 2025 |
| October 2026 | $2,637,761,145 | 8 | March 30, 2026 |

Regulatory assets under management: $0 in the October 2021 data and $2,637,761,145 in the October 2026 data.
Total employees: 4 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 5.
- Regulatory assets under management went from $2,092,007,838 to $2,637,761,145 (+26%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital Four US Inc. (CRD 315650): Form ADV filing data as of October 2026.