# Capital Financial Management NC, Inc

> Capital Financial Management NC, Inc is a state-registered investment advisory firm in Fuquay Varina, NC, registered since 2021, with no regulatory assets under management reported in its Form ADV filing dated August 18, 2026.

- CRD: 157353
- Filed as: CAPITAL FINANCIAL MANAGEMENT NC, INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Fuquay Varina, NC
- Filing period: October 2026
- Form ADV filing dated: August 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/157353
- AdvisorCensus page: https://advisorcensus.com/firm/capital-financial-management-nc-inc-fuquay-varina-nc-157353

## Quick answers

**How is Capital Financial Management NC, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Capital Financial Management NC, Inc reports these compensation arrangements: a percentage of assets under its management.

**Where is Capital Financial Management NC, Inc located?**
Capital Financial Management NC, Inc's principal office is in Fuquay Varina, NC, according to its Form ADV.

**Is Capital Financial Management NC, Inc registered with the SEC or a state?**
Capital Financial Management NC, Inc is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 157353.

**Does Capital Financial Management NC, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/157353

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Advisory services (Item 5.G)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- capitalfinancialnc.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital Financial Management NC, Inc (CRD 157353): Form ADV filing data as of October 2026.