# Capital Financial Consultants Group, Inc.

> Capital Financial Consultants Group, Inc. is a state-registered investment advisory firm in San Juan Capistrano, CA, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 133657
- Filed as: CAPITAL FINANCIAL CONSULTANTS GROUP, INC.
- Also doing business as: CAPITAL FINANCIAL CONSULTANTS GROUP
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Juan Capistrano, CA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/133657
- AdvisorCensus page: https://advisorcensus.com/firm/capital-financial-consultants-group-inc-san-juan-capistrano-ca-133657

## Quick answers

**How is Capital Financial Consultants Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Capital Financial Consultants Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Capital Financial Consultants Group, Inc. located?**
Capital Financial Consultants Group, Inc.'s principal office is in San Juan Capistrano, CA, according to its Form ADV.

**Is Capital Financial Consultants Group, Inc. registered with the SEC or a state?**
Capital Financial Consultants Group, Inc. is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 133657.

**How much does Capital Financial Consultants Group, Inc. manage?**
Capital Financial Consultants Group, Inc. reports $37,332,723 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Capital Financial Consultants Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Capital Financial Consultants Group, Inc.: Regulatory assets under management: $128,901,059 in the October 2021 data and $37,332,723 in the October 2026 data, down 71%. Total employees: 11 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Capital Financial Consultants Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (52); individuals (other than high net worth individuals) (41).

**Does Capital Financial Consultants Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/133657

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $37,332,723
- Discretionary: $37,332,723
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 41 | $2,693,498 |
| High net worth individuals | 52 | $34,639,225 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- capitalfin.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $128,901,059 | 11 | March 22, 2021 |
| October 2022 | $187,525,059 | 12 | March 28, 2022 |
| October 2023 | $177,647,433 | 12 | April 11, 2023 |
| October 2024 | $230,782,028 | 12 | March 27, 2024 |
| October 2025 | $42,045,222 | 5 | July 11, 2025 |
| October 2026 | $37,332,723 | 5 | March 30, 2026 |

Regulatory assets under management: $128,901,059 in the October 2021 data and $37,332,723 in the October 2026 data, down 71%.
Total employees: 11 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital Financial Consultants Group, Inc. (CRD 133657): Form ADV filing data as of October 2026.