{
  "crd_number": 133657,
  "slug": "capital-financial-consultants-group-inc-san-juan-capistrano-ca-133657",
  "primary_business_name": "CAPITAL FINANCIAL CONSULTANTS GROUP, INC.",
  "legal_name": "CAPITAL FINANCIAL CONSULTANTS GROUP, INC.",
  "dbas": [
    "CAPITAL FINANCIAL CONSULTANTS GROUP"
  ],
  "city": "San Juan Capistrano",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2025-08-21",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 37332723.0,
  "raum_discretionary": 37332723.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 5,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 2693498.0,
      "count": 41
    },
    "high_net_worth_individuals": {
      "raum": 34639225.0,
      "count": 52
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://capitalfin.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/133657",
  "city_as_filed": "SAN JUAN CAPISTRANO",
  "url": "https://advisorcensus.com/firm/capital-financial-consultants-group-inc-san-juan-capistrano-ca-133657",
  "display_name": "Capital Financial Consultants Group, Inc.",
  "summary": "Capital Financial Consultants Group, Inc. is a state-registered investment advisory firm in San Juan Capistrano, CA, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Capital Financial Consultants Group, Inc. (CRD 133657): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Capital Financial Consultants Group, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Capital Financial Consultants Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Capital Financial Consultants Group, Inc. located?",
      "a": "Capital Financial Consultants Group, Inc.'s principal office is in San Juan Capistrano, CA, according to its Form ADV."
    },
    {
      "q": "Is Capital Financial Consultants Group, Inc. registered with the SEC or a state?",
      "a": "Capital Financial Consultants Group, Inc. is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 133657."
    },
    {
      "q": "How much does Capital Financial Consultants Group, Inc. manage?",
      "a": "Capital Financial Consultants Group, Inc. reports $37,332,723 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Capital Financial Consultants Group, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Capital Financial Consultants Group, Inc.: Regulatory assets under management: $128,901,059 in the October 2021 data and $37,332,723 in the October 2026 data, down 71%. Total employees: 11 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Capital Financial Consultants Group, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (52); individuals (other than high net worth individuals) (41)."
    },
    {
      "q": "Does Capital Financial Consultants Group, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/133657"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 128901059.0,
      "total_employees": 11,
      "filing_date": "2021-03-22"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 187525059.0,
      "total_employees": 12,
      "filing_date": "2022-03-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 177647433.0,
      "total_employees": 12,
      "filing_date": "2023-04-11"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 230782028.0,
      "total_employees": 12,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 42045222.0,
      "total_employees": 5,
      "filing_date": "2025-07-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 37332723.0,
      "total_employees": 5,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/capital-financial-consultants-group-inc-san-juan-capistrano-ca-133657.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 41,
      "fewer_than_5": false,
      "raum": 2693498.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 52,
      "fewer_than_5": false,
      "raum": 34639225.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/133657",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}