{
  "crd_number": 125689,
  "slug": "capital-financial-advisors-of-new-york-llc-clifton-park-ny-125689",
  "primary_business_name": "CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC",
  "legal_name": "CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC",
  "dbas": [],
  "city": "Clifton Park",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "10580",
  "metro": {
    "cbsa_code": "10580",
    "common_name": "Albany",
    "msa_name": "Albany-Schenectady-Troy, NY",
    "path": "/advisors/ny/albany"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2008-04-02",
  "years_registered": 18,
  "period": "2026-10-01",
  "filing_date": "2026-03-13",
  "carried_forward": false,
  "raum_total": 260000000.0,
  "raum_discretionary": 260000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 0,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 40000000.0,
      "count": 57
    },
    "high_net_worth_individuals": {
      "raum": 220000000.0,
      "count": 87
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "NY"
  ],
  "websites": [
    "https://cfany.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/125689",
  "city_as_filed": "CLIFTON PARK",
  "url": "https://advisorcensus.com/firm/capital-financial-advisors-of-new-york-llc-clifton-park-ny-125689",
  "display_name": "Capital Financial Advisors of New York, LLC",
  "summary": "Capital Financial Advisors of New York, LLC is an SEC-registered investment advisory firm in Clifton Park, NY, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.",
  "citation": "AdvisorCensus. Capital Financial Advisors of New York, LLC (CRD 125689): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Capital Financial Advisors of New York, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Capital Financial Advisors of New York, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Capital Financial Advisors of New York, LLC located?",
      "a": "Capital Financial Advisors of New York, LLC's principal office is in Clifton Park, NY, according to its Form ADV."
    },
    {
      "q": "Is Capital Financial Advisors of New York, LLC registered with the SEC or a state?",
      "a": "Capital Financial Advisors of New York, LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 125689."
    },
    {
      "q": "How much does Capital Financial Advisors of New York, LLC manage?",
      "a": "Capital Financial Advisors of New York, LLC reports $260,000,000 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (100% discretionary)."
    },
    {
      "q": "How have Capital Financial Advisors of New York, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Capital Financial Advisors of New York, LLC: Regulatory assets under management: $175,000,000 in the October 2021 data and $260,000,000 in the October 2026 data, up 49%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Capital Financial Advisors of New York, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (87); individuals (other than high net worth individuals) (57)."
    },
    {
      "q": "Does Capital Financial Advisors of New York, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125689"
    },
    {
      "q": "What changed in Capital Financial Advisors of New York, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $232,000,000 to $260,000,000 (+12%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 175000000.0,
      "total_employees": 1,
      "filing_date": "2021-03-22"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 184000000.0,
      "total_employees": 2,
      "filing_date": "2022-03-24"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 165000000.0,
      "total_employees": 1,
      "filing_date": "2023-03-23"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 217000000.0,
      "total_employees": 1,
      "filing_date": "2024-03-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 232000000.0,
      "total_employees": 1,
      "filing_date": "2025-03-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 260000000.0,
      "total_employees": 1,
      "filing_date": "2026-03-13"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $232,000,000 to $260,000,000 (+12%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/capital-financial-advisors-of-new-york-llc-clifton-park-ny-125689.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 57,
      "fewer_than_5": false,
      "raum": 40000000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 87,
      "fewer_than_5": false,
      "raum": 220000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/125689",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}