# Capital Consulting & Asset Management

> Capital Consulting & Asset Management is an SEC-registered investment advisory firm in Lincoln, NE, registered since 1996, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 41438
- Filed as: CAPITAL CONSULTING & ASSET MANAGEMENT
- Legal name: Capital Consulting & Asset Management, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lincoln, NE
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/41438
- AdvisorCensus page: https://advisorcensus.com/firm/capital-consulting-and-asset-management-lincoln-ne-41438

## Quick answers

**How is Capital Consulting & Asset Management compensated?**
On its Form ADV (Item 5.E, October 2026), Capital Consulting & Asset Management reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Capital Consulting & Asset Management charge?**
Its Form ADV Part 2A brochure dated March 24, 2026 states: Hourly rate: $200 to $400 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Capital Consulting & Asset Management located?**
Capital Consulting & Asset Management's principal office is in Lincoln, NE, according to its Form ADV.

**Is Capital Consulting & Asset Management registered with the SEC or a state?**
Capital Consulting & Asset Management is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 41438.

**How much does Capital Consulting & Asset Management manage?**
Capital Consulting & Asset Management reports $218,676,079 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have Capital Consulting & Asset Management's assets and staff changed since 2021?**
In the Form ADV data for Capital Consulting & Asset Management: Regulatory assets under management: $260,255,897 in the October 2021 data and $218,676,079 in the October 2026 data, down 16%. Total employees: 5 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Capital Consulting & Asset Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (95); high net worth individuals (85).

**Which custodians does Capital Consulting & Asset Management use?**
Capital Consulting & Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists CUSTODIAN/FINANCIAL Services as a custodian holding 10% or more of its separately managed account assets.

**Does Capital Consulting & Asset Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/41438

**Does Capital Consulting & Asset Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 24, 2026 says: "There are no minimum investment amounts or conditions required for establishing an account managed by us."

**What changed in Capital Consulting & Asset Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $182,163,713 to $218,676,079 (+20%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Account minimum: None

> There are no minimum investment amounts or conditions required for establishing an account managed by us.

- Hourly rate: $200 to $400 an hour (financial planning services)

> CCAM’s fees for financial planning services, which are separate from its fees for investment management services, are calculated at an hourly rate of $200-$400 per hour

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- CUSTODIAN/FINANCIAL Services

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $218,676,079
- Discretionary: $218,676,079
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 95 | $115,898,322 |
| High net worth individuals | 85 | $102,777,757 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1996 (30 years)
- Employees: 8 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, MN, NE, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [ccam.net](https://ccam.net)
- Facebook @ccamLNK

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $260,255,897 | 5 | March 23, 2021 |
| October 2022 | $278,531,997 | 5 | March 30, 2022 |
| October 2023 | $265,500,701 | 6 | March 29, 2023 |
| October 2024 | $296,326,030 | 7 | March 29, 2024 |
| October 2025 | $182,163,713 | 7 | June 25, 2025 |
| October 2026 | $218,676,079 | 8 | March 24, 2026 |

Regulatory assets under management: $260,255,897 in the October 2021 data and $218,676,079 in the October 2026 data, down 16%.
Total employees: 5 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $182,163,713 to $218,676,079 (+20%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital Consulting & Asset Management (CRD 41438): Form ADV filing data as of October 2026.