{
  "crd_number": 6247,
  "slug": "capital-client-group-inc-los-angeles-ca-6247",
  "primary_business_name": "CAPITAL CLIENT GROUP, INC.",
  "legal_name": "CAPITAL CLIENT GROUP, INC.",
  "dbas": [],
  "city": "Los Angeles",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2013-04-25",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-09-25",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 925,
  "advisory_employees": 693,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "other"
  ],
  "advisory_activities": [
    "other"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://capitalgroup.com",
    "https://facebook.com/CapitalGroup",
    "https://icanretire.com",
    "https://instagram.com/capitalgroup",
    "https://instagram.com/thecapitalideas",
    "https://linkedin.com/company/capital-group",
    "https://myplanrs.com/tf/myPLAN/SponsorWelcome?cz=3000518",
    "https://myretirement.com",
    "https://open.spotify.com/show/5JOXwp15t5vFIu2OAxkahr",
    "https://planadmin-capitalgroup.retirementpartner.com/planweb",
    "https://podcasts.apple.com/us/podcast/capital-ideas-investing-podcast/id1206119204",
    "https://retirementsolutions.financialtrans.com/tf/myPLAN/MpnWelcome?cz=3000518",
    "https://sponsor-capitalgroup.retirementpartner.com/planweb",
    "https://threads.net/@capitalgroup",
    "https://x.com/CapitalGroup",
    "https://youtube.com/c/CapitalGroupVideos",
    "https://youtube.com/lifeatcapitalgroup"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/6247",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "LOS ANGELES",
  "url": "https://advisorcensus.com/firm/capital-client-group-inc-los-angeles-ca-6247",
  "display_name": "Capital Client Group, Inc.",
  "summary": "Capital Client Group, Inc. is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2013, with no regulatory assets under management reported in its Form ADV filing dated September 25, 2026.",
  "citation": "AdvisorCensus. Capital Client Group, Inc. (CRD 6247): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "Other"
  ],
  "advisory_activity_labels": [
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Capital Client Group, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Capital Client Group, Inc. reports these compensation arrangements: other."
    },
    {
      "q": "Where is Capital Client Group, Inc. located?",
      "a": "Capital Client Group, Inc.'s principal office is in Los Angeles, CA, according to its Form ADV; the October 2026 filing also lists 9 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Capital Client Group, Inc. registered with the SEC or a state?",
      "a": "Capital Client Group, Inc. is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 6247."
    },
    {
      "q": "How have Capital Client Group, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Capital Client Group, Inc.: Total employees: 825 in October 2021 and 925 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "Does Capital Client Group, Inc. report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/6247"
    },
    {
      "q": "What changed in Capital Client Group, Inc.'s recent Form ADV filings?",
      "a": "In the October 2026 filing data: Employees performing advisory functions went from 699 to 693. Registered or notice-filed in AL, AR, DC, DE, IA, LA, ME, MS, MT, ND, NE, NM, NV, OK, OR, SC, SD, UT, VT, WV, WY."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 825,
      "filing_date": "2021-09-28"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 865,
      "filing_date": "2022-09-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 825,
      "filing_date": "2023-09-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 852,
      "filing_date": "2024-09-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 852,
      "filing_date": "2025-07-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 925,
      "filing_date": "2026-09-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Employees performing advisory functions went from 699 to 693.",
        "Registered or notice-filed in AL, AR, DC, DE, IA, LA, ME, MS, MT, ND, NE, NM, NV, OK, OR, SC, SD, UT, VT, WV, WY."
      ]
    },
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Registered or notice-filed in KS, KY."
      ]
    },
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.D(2))."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Registered or notice-filed in WA."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Registered or notice-filed in MN, NC, OH."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Registered or notice-filed in CO, ID, MA, MD, MO, NH, NJ."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Employees performing advisory functions went from 655 to 699.",
        "Registered or notice-filed in AZ, RI."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/capital-client-group-inc-los-angeles-ca-6247.md",
  "clients": [],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/6247",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}