# Capital City Asset Management Group, LLC

> Capital City Asset Management Group, LLC is a state-registered investment advisory firm in Powell, OH, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 1, 2026.

- CRD: 134008
- Filed as: CAPITAL CITY ASSET MANAGEMENT GROUP, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Powell, OH
- Filing period: October 2026
- Form ADV filing dated: May 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/134008
- AdvisorCensus page: https://advisorcensus.com/firm/capital-city-asset-management-group-llc-powell-oh-134008

## Quick answers

**How is Capital City Asset Management Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Capital City Asset Management Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Capital City Asset Management Group, LLC located?**
Capital City Asset Management Group, LLC's principal office is in Powell, OH, according to its Form ADV.

**Is Capital City Asset Management Group, LLC registered with the SEC or a state?**
Capital City Asset Management Group, LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 134008.

**How much does Capital City Asset Management Group, LLC manage?**
Capital City Asset Management Group, LLC reports $79,929,503 in regulatory assets under management in its Form ADV filing dated May 1, 2026 (100% discretionary).

**What types of clients does Capital City Asset Management Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (200); high net worth individuals (58); pension and profit sharing plans (but not the plan participants or government pension plans) (3).

**Does Capital City Asset Management Group, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/134008

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $79,929,503
- Discretionary: $79,929,503
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 200 | $49,587,859 |
| High net worth individuals | 58 | $28,942,950 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $1,398,694 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 14 total, 14 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NY, OH
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/134008

### Websites listed on Form ADV (Item 1.I)
- capitalcitypartners.com
- patriotcapitalfinancial.com
- paulycpa.com
- thepensionandretirementgroup.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital City Asset Management Group, LLC (CRD 134008): Form ADV filing data as of October 2026.