# Capital Assets

> Capital Assets is a state-registered investment advisory firm, registered since 2005, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 1, 2026.

- CRD: 108215
- Filed as: CAPITAL ASSETS
- Legal name: Capital Assets Investment Management Inc
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Florida
- Filing period: October 2026
- Form ADV filing dated: September 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/108215
- AdvisorCensus page: https://advisorcensus.com/firm/capital-assets-108215

## Quick answers

**How is Capital Assets compensated?**
On its Form ADV (Item 5.E, October 2026), Capital Assets reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Capital Assets registered with the SEC or a state?**
Capital Assets is a state-registered investment advisory firm, registered since 2005. Status as filed: APPROVED. CRD 108215.

**How much does Capital Assets manage?**
Capital Assets reports $15,858,168 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (100% discretionary).

**What types of clients does Capital Assets serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (9).

**Does Capital Assets report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/108215

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $15,858,168
- Discretionary: $15,858,168
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $650,806 |
| High net worth individuals | 9 | $15,207,362 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2005 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital Assets (CRD 108215): Form ADV filing data as of October 2026.