# Capital Asset Management, LLC

> Capital Asset Management, LLC is an SEC-registered investment advisory firm in Denver, CO, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 284505
- Filed as: CAPITAL ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Denver, CO
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/284505
- AdvisorCensus page: https://advisorcensus.com/firm/capital-asset-management-llc-denver-co-284505

## Quick answers

**How is Capital Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Capital Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Capital Asset Management, LLC located?**
Capital Asset Management, LLC's principal office is in Denver, CO, according to its Form ADV.

**Is Capital Asset Management, LLC registered with the SEC or a state?**
Capital Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 284505.

**How much does Capital Asset Management, LLC manage?**
Capital Asset Management, LLC reports $208,812,237 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (83% discretionary).

**How have Capital Asset Management, LLC's assets and staff changed since 2022?**
In the Form ADV data for Capital Asset Management, LLC: Regulatory assets under management: $107,262,395 in the October 2022 data and $208,812,237 in the October 2026 data, up 95%. Total employees: 3 in October 2022 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Capital Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (114); high net worth individuals (46); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Capital Asset Management, LLC use?**
Capital Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC and JPMorgan Chase Bank, N.A as custodians holding 10% or more of its separately managed account assets.

**Does Capital Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284505

**Does Capital Asset Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 23, 2026 says: "CAM requires a minimum of $500,000 to open an account, but the firm does have the discretion to accept accounts with less assets."

**What changed in Capital Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $189,564,727 to $208,812,237 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> CAM requires a minimum of $500,000 to open an account, but the firm does have the discretion to accept accounts with less assets.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC
- JPMorgan Chase Bank, N.A

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $208,812,237
- Discretionary: $173,042,824
- Non-discretionary: $35,769,413

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 114 | $30,157,865 |
| High net worth individuals | 46 | $142,884,959 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $35,769,413 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- capasset.net

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $107,262,395 | 3 | August 9, 2022 |
| October 2023 | $120,000,000 | 3 | July 7, 2023 |
| October 2024 | $184,070,034 | 3 | April 16, 2024 |
| October 2025 | $189,564,727 | 3 | March 28, 2025 |
| October 2026 | $208,812,237 | 5 | March 23, 2026 |

Regulatory assets under management: $107,262,395 in the October 2022 data and $208,812,237 in the October 2026 data, up 95%.
Total employees: 3 in October 2022 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $189,564,727 to $208,812,237 (+10%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital Asset Management, LLC (CRD 284505): Form ADV filing data as of October 2026.