# Capital Asset Management, Inc.

> Capital Asset Management, Inc. is an SEC-registered investment advisory firm in Columbus, OH, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 120597
- Filed as: CAPITAL ASSET MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Columbus, OH
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/120597
- AdvisorCensus page: https://advisorcensus.com/firm/capital-asset-management-inc-columbus-oh-120597

## Quick answers

**How is Capital Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Capital Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Capital Asset Management, Inc. located?**
Capital Asset Management, Inc.'s principal office is in Columbus, OH, according to its Form ADV.

**Is Capital Asset Management, Inc. registered with the SEC or a state?**
Capital Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 120597.

**How much does Capital Asset Management, Inc. manage?**
Capital Asset Management, Inc. reports $199,520,574 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (98% discretionary).

**How have Capital Asset Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Capital Asset Management, Inc.: Regulatory assets under management: $129,693,130 in the October 2021 data and $199,520,574 in the October 2026 data, up 54%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Capital Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (63); high net worth individuals (39); other (13).

**Which custodians does Capital Asset Management, Inc. use?**
Capital Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets.

**Does Capital Asset Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/120597

**Does Capital Asset Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "Advisor has an aggregated account minimum of $500,000.00 (five hundred thousand dollars), however, it reserves the right to on-occasion accept accounts for less than the stated minimum should certain circumstances prevail."

**What changed in Capital Asset Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $180,054,268 to $199,520,574 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: $500,000

> Advisor has an aggregated account minimum of $500,000.00 (five hundred thousand dollars), however, it reserves the right to on-occasion accept accounts for less than the stated minimum should certain circumstances prevail.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $199,520,574
- Discretionary: $196,119,644
- Non-discretionary: $3,400,930

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 63 | $20,074,209 |
| High net worth individuals | 39 | $162,184,385 |
| Banking or thrift institutions | 4 | $1,337,498 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $3,400,930 |
| Charitable organizations | 3 | $4,177,824 |
| Other | 13 | $8,345,728 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- capitalassetmgmt.com
- LinkedIn @ERIC-RICE-CFP®-10360821
- LinkedIn @TODD-FRY-CIMA®-CFS-29452617
- X @CTODDFRY

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $129,693,130 | 3 | April 1, 2021 |
| October 2022 | $146,697,679 | 3 | March 30, 2022 |
| October 2023 | $137,800,507 | 3 | March 28, 2023 |
| October 2024 | $158,626,644 | 3 | March 26, 2024 |
| October 2025 | $180,054,268 | 3 | March 24, 2025 |
| October 2026 | $199,520,574 | 3 | March 27, 2026 |

Regulatory assets under management: $129,693,130 in the October 2021 data and $199,520,574 in the October 2026 data, up 54%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $180,054,268 to $199,520,574 (+11%).

### January 2026
- No longer registered or notice-filed in TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital Asset Management, Inc. (CRD 120597): Form ADV filing data as of October 2026.