# Capital Advisory Group, Inc.

> Capital Advisory Group, Inc. is an SEC-registered investment advisory firm in Dallas, TX, registered since 2005, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 114539
- Filed as: CAPITAL ADVISORY GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/114539
- AdvisorCensus page: https://advisorcensus.com/firm/capital-advisory-group-inc-dallas-tx-114539

## Quick answers

**How is Capital Advisory Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Capital Advisory Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Capital Advisory Group, Inc. located?**
Capital Advisory Group, Inc.'s principal office is in Dallas, TX, according to its Form ADV.

**Is Capital Advisory Group, Inc. registered with the SEC or a state?**
Capital Advisory Group, Inc. is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 114539.

**How much does Capital Advisory Group, Inc. manage?**
Capital Advisory Group, Inc. reports $224,943,977 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (97% discretionary).

**How have Capital Advisory Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Capital Advisory Group, Inc.: Regulatory assets under management: $170,606,210 in the October 2021 data and $224,943,977 in the October 2026 data, up 32%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Capital Advisory Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (49); individuals (other than high net worth individuals) (28).

**Which custodians does Capital Advisory Group, Inc. use?**
Capital Advisory Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Capital Advisory Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/114539

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $224,943,977
- Discretionary: $217,221,184
- Non-discretionary: $7,722,793

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 28 | $13,502,999 |
| High net worth individuals | 49 | $211,440,978 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2005 (21 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cagwealthmgr.com
- cagwm.com
- capitaladvisorygroup.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $170,606,210 | 3 | March 30, 2021 |
| October 2022 | $170,817,458 | 3 | March 17, 2022 |
| October 2023 | $159,138,595 | 3 | March 17, 2023 |
| October 2024 | $196,301,793 | 3 | March 18, 2024 |
| October 2025 | $215,796,105 | 3 | March 20, 2025 |
| October 2026 | $224,943,977 | 3 | March 30, 2026 |

Regulatory assets under management: $170,606,210 in the October 2021 data and $224,943,977 in the October 2026 data, up 32%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital Advisory Group, Inc. (CRD 114539): Form ADV filing data as of October 2026.