{
  "crd_number": 328863,
  "slug": "capital-a-wealth-management-cranberry-twp-pa-328863",
  "primary_business_name": "CAPITAL A WEALTH MANAGEMENT",
  "legal_name": "CAPITAL A WEALTH MANAGEMENT, LLC",
  "dbas": [
    "KIEFER FINANCIAL SERVICE"
  ],
  "city": "Cranberry Twp.",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "38300",
  "metro": {
    "cbsa_code": "38300",
    "common_name": "Pittsburgh",
    "msa_name": "Pittsburgh, PA",
    "path": "/advisors/pa/pittsburgh"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-11-22",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-04-24",
  "carried_forward": false,
  "raum_total": 612896344.0,
  "raum_discretionary": 612896344.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 21,
  "advisory_employees": 11,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 174215.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 264905279.0,
      "count": 1004
    },
    "pension_profit_sharing": {
      "raum": 33136861.0,
      "count": 14
    },
    "high_net_worth_individuals": {
      "raum": 301836090.0,
      "count": 139
    },
    "corporations_other_businesses": {
      "raum": 12843899.0,
      "count": 5
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "FL",
    "LA",
    "NY",
    "OH",
    "PA",
    "SC",
    "TX",
    "WV"
  ],
  "websites": [
    "https://capitalainvestments.com",
    "https://facebook.com/CapitalAWealth",
    "https://instagram.com/capitalawealth",
    "https://linkedin.com/company/capital-a-financial-insurance-associates",
    "https://retireoffer.com",
    "https://retirereadypa.com",
    "https://twitter.com/CapitalAWealth",
    "https://youtube.com/channel/UCSDtkCXF4hFWVU98CPB6CPA"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328863",
  "city_as_filed": "CRANBERRY TWP.",
  "url": "https://advisorcensus.com/firm/capital-a-wealth-management-cranberry-twp-pa-328863",
  "display_name": "Capital a Wealth Management",
  "summary": "Capital a Wealth Management is an SEC-registered investment advisory firm in Cranberry Twp., PA, registered since 2023, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 24, 2026.",
  "citation": "AdvisorCensus. Capital a Wealth Management (CRD 328863): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Capital a Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Capital a Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Capital a Wealth Management charge?",
      "a": "Its Form ADV Part 2A brochure dated April 24, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Capital a Wealth Management located?",
      "a": "Capital a Wealth Management's principal office is in Cranberry Twp., PA, according to its Form ADV; the May 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Capital a Wealth Management registered with the SEC or a state?",
      "a": "Capital a Wealth Management is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 328863."
    },
    {
      "q": "How much does Capital a Wealth Management manage?",
      "a": "Capital a Wealth Management reports $612,896,344 in regulatory assets under management in its Form ADV filing dated April 24, 2026 (100% discretionary)."
    },
    {
      "q": "How have Capital a Wealth Management's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Capital a Wealth Management: Regulatory assets under management: $149,157,020 in the October 2024 data and $612,896,344 in the October 2026 data, up 311%. Total employees: 17 in October 2024 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Capital a Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,004); high net worth individuals (139); pension and profit sharing plans (but not the plan participants or government pension plans) (14)."
    },
    {
      "q": "Which custodians does Capital a Wealth Management use?",
      "a": "Capital a Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Capital a Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328863"
    },
    {
      "q": "What changed in Capital a Wealth Management's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Added an office in Bridgeville, PA."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 149157020.0,
      "total_employees": 17,
      "filing_date": "2024-06-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 412329590.0,
      "total_employees": 19,
      "filing_date": "2025-07-23"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 612896344.0,
      "total_employees": 21,
      "filing_date": "2026-04-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Added an office in Bridgeville, PA."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 9 to 11.",
        "Regulatory assets under management went from $412,329,590 to $612,896,344 (+49%).",
        "Registered or notice-filed in WV."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 24, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "2% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 2% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Capital A’s annual fees are based upon a percentage of assets under management not to exceed 2.00%. Investment advisory fees of Capital A are charged based on a percentage of assets under management, billed in arrears (at the end of the billing period) on a monthly basis, and calculated based on the average daily balance of the Account during the current billing period."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 2.0,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Capital A’s annual fees are based upon a percentage of assets under management not to exceed 2.00%. Investment advisory fees of Capital A are charged based on a percentage of assets under management, billed in arrears (at the end of the billing period) on a monthly basis, and calculated based on the average daily balance of the Account during the current billing period."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Distributors Company LLC",
      "name_as_filed": "FIDELITY DISTRIBUTORS COMPANY LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/capital-a-wealth-management-cranberry-twp-pa-328863.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1004,
      "fewer_than_5": false,
      "raum": 264905279.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 139,
      "fewer_than_5": false,
      "raum": 301836090.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 14,
      "fewer_than_5": false,
      "raum": 33136861.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 174215.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 5,
      "fewer_than_5": false,
      "raum": 12843899.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328863",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}