# Cap Six Advisors

> Cap Six Advisors is an SEC-registered investment advisory firm in Houston, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 325164
- Filed as: CAP SIX ADVISORS
- Legal name: Cap Six Advisors LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/325164
- AdvisorCensus page: https://advisorcensus.com/firm/cap-six-advisors-houston-tx-325164

## Quick answers

**How is Cap Six Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Cap Six Advisors reports these compensation arrangements: a percentage of assets under its management.

**Where is Cap Six Advisors located?**
Cap Six Advisors' principal office is in Houston, TX, according to its Form ADV.

**Is Cap Six Advisors registered with the SEC or a state?**
Cap Six Advisors is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 325164.

**How much does Cap Six Advisors manage?**
Cap Six Advisors reports $340,816,273 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (13% discretionary).

**How have Cap Six Advisors' assets and staff changed since 2025?**
In the Form ADV data for Cap Six Advisors: Regulatory assets under management: $268,173,835 in the October 2025 data and $340,816,273 in the October 2026 data, up 27%. Total employees: 4 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cap Six Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (82); other (13); individuals (other than high net worth individuals) (7).

**Which custodians does Cap Six Advisors use?**
Cap Six Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Cap Six Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/325164

**What changed in Cap Six Advisors' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $268,173,835 to $340,816,273 (+27%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $340,816,273
- Discretionary: $44,822,657
- Non-discretionary: $295,993,616

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $1,215,223 |
| High net worth individuals | 82 | $44,554,795 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $1,322,027 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 1 | $278,639,517 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 3 | $706,206 |
| Other | 13 | $14,378,505 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (1 year)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CO, KS, MO, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cap-six.com
- LinkedIn @cap-six

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $268,173,835 | 4 | March 31, 2025 |
| October 2026 | $340,816,273 | 5 | March 30, 2026 |

Regulatory assets under management: $268,173,835 in the October 2025 data and $340,816,273 in the October 2026 data, up 27%.
Total employees: 4 in October 2025 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $268,173,835 to $340,816,273 (+27%).

### December 2025
- Registered or notice-filed in NH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cap Six Advisors (CRD 325164): Form ADV filing data as of October 2026.