# Canty Wealth Management

> Canty Wealth Management is an SEC-registered investment advisory firm in Ballston Spa, NY, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 17, 2026.

- CRD: 118945
- Filed as: CANTY WEALTH MANAGEMENT
- Legal name: Canty Financial Management, Inc.
- Also doing business as: CANTY WEALTH MANAGEMENT, CFM INVESTMENT ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Ballston Spa, NY
- Filing period: October 2026
- Form ADV filing dated: July 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/118945
- AdvisorCensus page: https://advisorcensus.com/firm/canty-wealth-management-ballston-spa-ny-118945

## Quick answers

**How is Canty Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Canty Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Canty Wealth Management located?**
Canty Wealth Management's principal office is in Ballston Spa, NY, according to its Form ADV.

**Is Canty Wealth Management registered with the SEC or a state?**
Canty Wealth Management is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 118945.

**How much does Canty Wealth Management manage?**
Canty Wealth Management reports $253,972,909 in regulatory assets under management in its Form ADV filing dated July 17, 2026 (94% discretionary).

**How have Canty Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Canty Wealth Management: Regulatory assets under management: $125,238,389 in the October 2021 data and $253,972,909 in the October 2026 data, up 103%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Canty Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (248); high net worth individuals (195); pension and profit sharing plans (but not the plan participants or government pension plans) (30).

**Does Canty Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118945

**Does Canty Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated January 27, 2026 says: "CFM does not require a minimum account size for investment advisory clients."

**What changed in Canty Wealth Management's recent Form ADV filings?**
In the August 2026 filing data: Added the business name Canty Wealth Management.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated January 27, 2026)

- Account minimum: None

> CFM does not require a minimum account size for investment advisory clients.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $253,972,909
- Discretionary: $239,034,669
- Non-discretionary: $14,938,240

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 248 | $22,229,480 |
| High net worth individuals | 195 | $216,179,955 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 30 | $14,938,240 |
| Charitable organizations | 2 | $625,234 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2007 (19 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cantyfinancial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $125,238,389 | 4 | February 11, 2021 |
| October 2022 | $152,225,434 | 4 | February 21, 2022 |
| October 2023 | $140,583,816 | 3 | March 31, 2023 |
| October 2024 | $165,259,056 | 5 | January 30, 2024 |
| October 2025 | $205,703,547 | 5 | March 26, 2025 |
| October 2026 | $253,972,909 | 5 | July 17, 2026 |

Regulatory assets under management: $125,238,389 in the October 2021 data and $253,972,909 in the October 2026 data, up 103%.
Total employees: 4 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Added the business name Canty Wealth Management.

### February 2026
- Regulatory assets under management went from $205,703,547 to $253,972,909 (+23%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Canty Wealth Management (CRD 118945): Form ADV filing data as of October 2026.