{
  "crd_number": 118945,
  "slug": "canty-wealth-management-ballston-spa-ny-118945",
  "primary_business_name": "CANTY WEALTH MANAGEMENT",
  "legal_name": "CANTY FINANCIAL MANAGEMENT, INC.",
  "dbas": [
    "CANTY WEALTH MANAGEMENT",
    "CFM INVESTMENT ADVISORS"
  ],
  "city": "Ballston Spa",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "10580",
  "metro": {
    "cbsa_code": "10580",
    "common_name": "Albany",
    "msa_name": "Albany-Schenectady-Troy, NY",
    "path": "/advisors/ny/albany"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2007-06-14",
  "years_registered": 19,
  "period": "2026-10-01",
  "filing_date": "2026-07-17",
  "carried_forward": false,
  "raum_total": 253972909.0,
  "raum_discretionary": 239034669.0,
  "raum_non_discretionary": 14938240.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 625234.0,
      "count": 2
    },
    "individuals": {
      "raum": 22229480.0,
      "count": 248
    },
    "pension_profit_sharing": {
      "raum": 14938240.0,
      "count": 30
    },
    "high_net_worth_individuals": {
      "raum": 216179955.0,
      "count": 195
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "MA",
    "NY"
  ],
  "websites": [
    "https://cantyfinancial.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/118945",
  "city_as_filed": "BALLSTON SPA",
  "url": "https://advisorcensus.com/firm/canty-wealth-management-ballston-spa-ny-118945",
  "display_name": "Canty Wealth Management",
  "summary": "Canty Wealth Management is an SEC-registered investment advisory firm in Ballston Spa, NY, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 17, 2026.",
  "citation": "AdvisorCensus. Canty Wealth Management (CRD 118945): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Canty Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Canty Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "Where is Canty Wealth Management located?",
      "a": "Canty Wealth Management's principal office is in Ballston Spa, NY, according to its Form ADV."
    },
    {
      "q": "Is Canty Wealth Management registered with the SEC or a state?",
      "a": "Canty Wealth Management is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 118945."
    },
    {
      "q": "How much does Canty Wealth Management manage?",
      "a": "Canty Wealth Management reports $253,972,909 in regulatory assets under management in its Form ADV filing dated July 17, 2026 (94% discretionary)."
    },
    {
      "q": "How have Canty Wealth Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Canty Wealth Management: Regulatory assets under management: $125,238,389 in the October 2021 data and $253,972,909 in the October 2026 data, up 103%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Canty Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (248); high net worth individuals (195); pension and profit sharing plans (but not the plan participants or government pension plans) (30)."
    },
    {
      "q": "Does Canty Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118945"
    },
    {
      "q": "Does Canty Wealth Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated January 27, 2026 says: \"CFM does not require a minimum account size for investment advisory clients.\""
    },
    {
      "q": "What changed in Canty Wealth Management's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Added the business name Canty Wealth Management."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 125238389.0,
      "total_employees": 4,
      "filing_date": "2021-02-11"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 152225434.0,
      "total_employees": 4,
      "filing_date": "2022-02-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 140583816.0,
      "total_employees": 3,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 165259056.0,
      "total_employees": 5,
      "filing_date": "2024-01-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 205703547.0,
      "total_employees": 5,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 253972909.0,
      "total_employees": 5,
      "filing_date": "2026-07-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Added the business name Canty Wealth Management."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $205,703,547 to $253,972,909 (+23%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated January 27, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "CFM does not require a minimum account size for investment advisory clients."
        ]
      }
    ],
    "quotes": [
      "CFM does not require a minimum account size for investment advisory clients."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/canty-wealth-management-ballston-spa-ny-118945.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 248,
      "fewer_than_5": false,
      "raum": 22229480.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 195,
      "fewer_than_5": false,
      "raum": 216179955.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 30,
      "fewer_than_5": false,
      "raum": 14938240.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": false,
      "raum": 625234.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/118945",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}