# Canterbury Investment Management, LLC

> Canterbury Investment Management, LLC is an SEC-registered investment advisory firm in Zionsville, IN, registered since 2003, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 125680
- Filed as: CANTERBURY INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Zionsville, IN
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/125680
- AdvisorCensus page: https://advisorcensus.com/firm/canterbury-investment-management-llc-zionsville-in-125680

## Quick answers

**How is Canterbury Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Canterbury Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Canterbury Investment Management, LLC located?**
Canterbury Investment Management, LLC's principal office is in Zionsville, IN, according to its Form ADV.

**Is Canterbury Investment Management, LLC registered with the SEC or a state?**
Canterbury Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 125680.

**How much does Canterbury Investment Management, LLC manage?**
Canterbury Investment Management, LLC reports $69,839,871 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (95% discretionary).

**How have Canterbury Investment Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Canterbury Investment Management, LLC: Regulatory assets under management: $103,138,720 in the October 2021 data and $69,839,871 in the October 2026 data, down 32%. Total employees: 4 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Canterbury Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (29); high net worth individuals (16); other investment advisers (2).

**Which custodians does Canterbury Investment Management, LLC use?**
Canterbury Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Canterbury Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125680

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $69,839,871
- Discretionary: $66,452,711
- Non-discretionary: $3,387,160

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 29 | $8,071,346 |
| High net worth individuals | 16 | $53,104,765 |
| Investment companies | 1 | $8,367,237 |
| Other investment advisers | 2 | $296,523 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops

### Firm details
- Registered since: 2003 (23 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL, IN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [canterburygroup.com](https://canterburygroup.com)
- [canterburygroup.com/fund](https://canterburygroup.com/fund)
- Facebook facebook.com
- LinkedIn linkedin.com
- X @Canterbury_IM

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $103,138,720 | 4 | March 17, 2021 |
| October 2022 | $95,777,063 | 4 | February 25, 2022 |
| October 2023 | $90,500,165 | 4 | March 7, 2023 |
| October 2024 | $72,293,850 | 3 | March 18, 2024 |
| October 2025 | $64,573,245 | 2 | March 6, 2025 |
| October 2026 | $69,839,871 | 2 | March 6, 2026 |

Regulatory assets under management: $103,138,720 in the October 2021 data and $69,839,871 in the October 2026 data, down 32%.
Total employees: 4 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Canterbury Investment Management, LLC (CRD 125680): Form ADV filing data as of October 2026.