{ "crd_number": 22875, "slug": "canterbury-consulting-incorporated-newport-beach-ca-22875", "primary_business_name": "CANTERBURY CONSULTING INCORPORATED", "legal_name": "CANTERBURY CONSULTING INCORPORATED", "dbas": [], "city": "Newport Beach", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1989-09-07", "years_registered": 37, "period": "2026-10-01", "filing_date": "2026-05-04", "carried_forward": false, "raum_total": 45876499615.0, "raum_discretionary": 4143531628.0, "raum_non_discretionary": 41732967987.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 64, "advisory_employees": 25, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 4169896904.0, "count": 57 }, "pension_profit_sharing": { "raum": 202169863.0, "count": 1 }, "high_net_worth_individuals": { "raum": 39737644036.0, "count": 100 }, "pooled_investment_vehicles": { "raum": 1766788812.0, "count": 14 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 3, "states_registered": [ "AZ", "CA", "CO", "FL", "ID", "NV", "OH", "OR", "TN", "TX", "UT", "WA" ], "websites": [ "https://canterburyconsulting.com", "https://linkedin.com/company/canterbury-consulting" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/22875", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" } ], "city_as_filed": "NEWPORT BEACH", "url": "https://advisorcensus.com/firm/canterbury-consulting-incorporated-newport-beach-ca-22875", "display_name": "Canterbury Consulting Incorporated", "summary": "Canterbury Consulting Incorporated is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 1989, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 4, 2026.", "citation": "AdvisorCensus. Canterbury Consulting Incorporated (CRD 22875): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Canterbury Consulting Incorporated compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Canterbury Consulting Incorporated reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Canterbury Consulting Incorporated located?", "a": "Canterbury Consulting Incorporated's principal office is in Newport Beach, CA, according to its Form ADV; the June 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Canterbury Consulting Incorporated registered with the SEC or a state?", "a": "Canterbury Consulting Incorporated is an SEC-registered investment advisory firm, registered since 1989. Status as filed: Approved. CRD 22875." }, { "q": "How much does Canterbury Consulting Incorporated manage?", "a": "Canterbury Consulting Incorporated reports $45,876,499,615 in regulatory assets under management in its Form ADV filing dated May 4, 2026 (9% discretionary)." }, { "q": "How have Canterbury Consulting Incorporated's assets and staff changed since 2021?", "a": "In the Form ADV data for Canterbury Consulting Incorporated: Regulatory assets under management: $5,139,509,707 in the October 2021 data and $45,876,499,615 in the October 2026 data, up 793%. Total employees: 63 in October 2021 and 64 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Canterbury Consulting Incorporated serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (100); charitable organizations (57); pooled investment vehicles (other than investment companies and business development companies) (14)." }, { "q": "Which custodians does Canterbury Consulting Incorporated use?", "a": "Canterbury Consulting Incorporated's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and The Northern Trust Company as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Canterbury Consulting Incorporated report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/22875" }, { "q": "What changed in Canterbury Consulting Incorporated's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $7,391,449,526 to $45,876,499,615 (+521%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 5139509707.0, "total_employees": 63, "filing_date": "2021-04-26" }, { "period": "2022-10-01", "regulatory_assets_under_management": 6121624720.0, "total_employees": 67, "filing_date": "2022-09-16" }, { "period": "2023-10-01", "regulatory_assets_under_management": 5387928944.0, "total_employees": 67, "filing_date": "2023-09-07" }, { "period": "2024-10-01", "regulatory_assets_under_management": 6614738141.0, "total_employees": 72, "filing_date": "2024-08-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 7391449526.0, "total_employees": 69, "filing_date": "2025-06-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 45876499615.0, "total_employees": 64, "filing_date": "2026-05-04" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $7,391,449,526 to $45,876,499,615 (+521%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "The Northern Trust Company", "name_as_filed": "THE NORTHERN TRUST COMPANY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/canterbury-consulting-incorporated-newport-beach-ca-22875.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 100, "fewer_than_5": false, "raum": 39737644036.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 14, "fewer_than_5": false, "raum": 1766788812.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 1, "fewer_than_5": false, "raum": 202169863.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 57, "fewer_than_5": false, "raum": 4169896904.0 } ], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/22875", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }