# Canopy Capital Group

> Canopy Capital Group is an SEC-registered investment advisory firm in Woburn, MA, registered since 2025, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 28, 2026.

- CRD: 326730
- Filed as: CANOPY CAPITAL GROUP
- Legal name: Goldenx Company
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Woburn, MA
- Filing period: October 2026
- Form ADV filing dated: March 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/326730
- AdvisorCensus page: https://advisorcensus.com/firm/canopy-capital-group-woburn-ma-326730

## Quick answers

**How is Canopy Capital Group compensated?**
On its Form ADV (Item 5.E, October 2026), Canopy Capital Group reports these compensation arrangements: a percentage of assets under its management.

**Where is Canopy Capital Group located?**
Canopy Capital Group's principal office is in Woburn, MA, according to its Form ADV.

**Is Canopy Capital Group registered with the SEC or a state?**
Canopy Capital Group is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 326730.

**How much does Canopy Capital Group manage?**
Canopy Capital Group reports $1,316,714,227 in regulatory assets under management in its Form ADV filing dated March 28, 2026 (100% discretionary).

**How have Canopy Capital Group's assets and staff changed since 2025?**
In the Form ADV data for Canopy Capital Group: Regulatory assets under management: $482,936,979 in the October 2025 data and $1,316,714,227 in the October 2026 data, up 173%. Total employees: 9 in October 2025 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Canopy Capital Group serve?**
By number of clients on Form ADV Item 5.D: other investment advisers (9).

**Which custodians does Canopy Capital Group use?**
Canopy Capital Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Canopy Capital Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326730

**Does Canopy Capital Group state an account minimum?**
Its Form ADV Part 2A brochure dated March 28, 2026 says: "Accounts are typically subject to a minimum asset size of $350,000, but such minimums may be waived by the Adviser, in its sole discretion."

**What changed in Canopy Capital Group's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 5. Regulatory assets under management went from $482,936,979 to $1,316,714,227 (+173%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 28, 2026)

- Account minimum: $350,000 (the brochure says it may be waived or negotiated)

> Accounts are typically subject to a minimum asset size of $350,000, but such minimums may be waived by the Adviser, in its sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,316,714,227
- Discretionary: $1,316,714,227
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 9 | $1,316,714,227 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2025 (1 year)
- Employees: 11 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- canopycapital.com
- LinkedIn @canopy-capital-group
- X @canopycapital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $482,936,979 | 9 | June 26, 2025 |
| October 2026 | $1,316,714,227 | 11 | March 28, 2026 |

Regulatory assets under management: $482,936,979 in the October 2025 data and $1,316,714,227 in the October 2026 data, up 173%.
Total employees: 9 in October 2025 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 5.
- Regulatory assets under management went from $482,936,979 to $1,316,714,227 (+173%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Canopy Capital Group (CRD 326730): Form ADV filing data as of October 2026.