{
  "crd_number": 140959,
  "slug": "cannon-beach-financial-advisors-san-ramon-ca-140959",
  "primary_business_name": "CANNON BEACH FINANCIAL ADVISORS",
  "legal_name": "CANNON BEACH CONSULTANTS INC",
  "dbas": [],
  "city": "San Ramon",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41860",
  "metro": {
    "cbsa_code": "41860",
    "common_name": "San Francisco",
    "msa_name": "San Francisco-Oakland-Fremont, CA",
    "path": "/advisors/ca/san-francisco"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2006-07-12",
  "years_registered": 20,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 209225495.0,
  "raum_discretionary": 206753207.0,
  "raum_non_discretionary": 2472288.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 21818150.0,
      "count": 66
    },
    "high_net_worth_individuals": {
      "raum": 187407345.0,
      "count": 56
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "LA",
    "MA",
    "NC",
    "NH",
    "TX"
  ],
  "websites": [
    "https://cannonbeachco.com",
    "https://facebook.com/cannonbeachfa",
    "https://linkedin.com/company/10255007/admin"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140959",
  "city_as_filed": "SAN RAMON",
  "url": "https://advisorcensus.com/firm/cannon-beach-financial-advisors-san-ramon-ca-140959",
  "display_name": "Cannon Beach Financial Advisors",
  "summary": "Cannon Beach Financial Advisors is an SEC-registered investment advisory firm in San Ramon, CA, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Cannon Beach Financial Advisors (CRD 140959): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Cannon Beach Financial Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Cannon Beach Financial Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Cannon Beach Financial Advisors charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: $390 an hour (Financial Planning fees); Flat fee: $1,800 to $25,000 (Financial Planning fees). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Cannon Beach Financial Advisors located?",
      "a": "Cannon Beach Financial Advisors' principal office is in San Ramon, CA, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Cannon Beach Financial Advisors registered with the SEC or a state?",
      "a": "Cannon Beach Financial Advisors is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 140959."
    },
    {
      "q": "How much does Cannon Beach Financial Advisors manage?",
      "a": "Cannon Beach Financial Advisors reports $209,225,495 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (99% discretionary)."
    },
    {
      "q": "How have Cannon Beach Financial Advisors' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Cannon Beach Financial Advisors: Regulatory assets under management: $197,057,780 in the October 2021 data and $209,225,495 in the October 2026 data, up 6%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Cannon Beach Financial Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (66); high net worth individuals (56)."
    },
    {
      "q": "Which custodians does Cannon Beach Financial Advisors use?",
      "a": "Cannon Beach Financial Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Cannon Beach Financial Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140959"
    },
    {
      "q": "What changed in Cannon Beach Financial Advisors' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $175,709,819 to $209,225,495 (+19%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 197057780.0,
      "total_employees": 2,
      "filing_date": "2021-03-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 228964090.0,
      "total_employees": 2,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 211542120.0,
      "total_employees": 2,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 259493839.0,
      "total_employees": 2,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 175709819.0,
      "total_employees": 2,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 209225495.0,
      "total_employees": 2,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $175,709,819 to $209,225,495 (+19%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in NC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $390 an hour (Financial Planning fees)",
      "Flat fee: $1,800 to $25,000 (Financial Planning fees)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $390 an hour (Financial Planning fees)"
        ],
        "quotes": [
          "Our Financial Planning fees can be calculated and charged on an hourly basis, at $390 per hour. Although the length of time it will take to provide a Financial Plan"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,800 to $25,000 (Financial Planning fees)"
        ],
        "quotes": [
          "Our Financial Planning fees can be calculated  and charged on a fixed  fee basis, typically  ranging from $1,800 to $25,000, depending on the specific arrangement"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 390.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Financial Planning fees"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 1800.0,
          "max": 25000.0,
          "period": "one_time",
          "service": "Financial Planning fees"
        }
      ]
    },
    "quotes": [
      "Our Financial Planning fees can be calculated and charged on an hourly basis, at $390 per hour. Although the length of time it will take to provide a Financial Plan",
      "Our Financial Planning fees can be calculated  and charged on a fixed  fee basis, typically  ranging from $1,800 to $25,000, depending on the specific arrangement"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/cannon-beach-financial-advisors-san-ramon-ca-140959.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 66,
      "fewer_than_5": false,
      "raum": 21818150.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 56,
      "fewer_than_5": false,
      "raum": 187407345.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140959",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}