{
  "crd_number": 172938,
  "slug": "cambridge-wealth-management-llc-cambridge-ny-172938",
  "primary_business_name": "CAMBRIDGE WEALTH MANAGEMENT, LLC",
  "legal_name": "CAMBRIDGE WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Cambridge",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "24020",
  "metro": {
    "cbsa_code": "24020",
    "common_name": "Glens Falls",
    "msa_name": "Glens Falls, NY",
    "path": "/advisors/ny/glens-falls"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-04-30",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-04-02",
  "carried_forward": false,
  "raum_total": 31820998.0,
  "raum_discretionary": 25574240.0,
  "raum_non_discretionary": 6246758.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 1929464.0,
      "count": 11
    },
    "high_net_worth_individuals": {
      "raum": 29891534.0,
      "count": 15
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NY",
    "TX"
  ],
  "websites": [
    "https://cwllc.com",
    "https://facebook.com/CAMBRIDGEWEALTHMANAGEMENT",
    "https://linkedin.com/COMPANY/CAMBRIDGE-WEALTH-MANAGEMENT"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/172938",
  "city_as_filed": "CAMBRIDGE",
  "url": "https://advisorcensus.com/firm/cambridge-wealth-management-llc-cambridge-ny-172938",
  "display_name": "Cambridge Wealth Management, LLC",
  "summary": "Cambridge Wealth Management, LLC is an SEC-registered investment advisory firm in Cambridge, NY, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 2, 2026.",
  "citation": "AdvisorCensus. Cambridge Wealth Management, LLC (CRD 172938): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Cambridge Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Cambridge Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Cambridge Wealth Management, LLC located?",
      "a": "Cambridge Wealth Management, LLC's principal office is in Cambridge, NY, according to its Form ADV."
    },
    {
      "q": "Is Cambridge Wealth Management, LLC registered with the SEC or a state?",
      "a": "Cambridge Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 172938."
    },
    {
      "q": "How much does Cambridge Wealth Management, LLC manage?",
      "a": "Cambridge Wealth Management, LLC reports $31,820,998 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (80% discretionary)."
    },
    {
      "q": "How have Cambridge Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Cambridge Wealth Management, LLC: Regulatory assets under management: $32,167,496 in the October 2021 data and $31,820,998 in the October 2026 data, down 1%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Cambridge Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (15); individuals (other than high net worth individuals) (11)."
    },
    {
      "q": "Which custodians does Cambridge Wealth Management, LLC use?",
      "a": "Cambridge Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Cambridge Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172938"
    },
    {
      "q": "Does Cambridge Wealth Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 2, 2026 says: \"Our minimum initial household value is $500,000; however, we may accept households and accounts for less than the minimum at our sole discretion.\""
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 32167496.0,
      "total_employees": 1,
      "filing_date": "2021-04-02"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 29507184.0,
      "total_employees": 1,
      "filing_date": "2022-05-10"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 25551202.0,
      "total_employees": 1,
      "filing_date": "2023-04-03"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 27855272.0,
      "total_employees": 1,
      "filing_date": "2024-04-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 29621830.0,
      "total_employees": 1,
      "filing_date": "2025-04-03"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 31820998.0,
      "total_employees": 1,
      "filing_date": "2026-04-02"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 2, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Our minimum initial household value is $500,000; however, we may accept households and accounts for less than the minimum at our sole discretion."
        ]
      }
    ],
    "quotes": [
      "Our minimum initial household value is $500,000; however, we may accept households and accounts for less than the minimum at our sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/cambridge-wealth-management-llc-cambridge-ny-172938.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 1929464.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 15,
      "fewer_than_5": false,
      "raum": 29891534.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/172938",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}