# Cambridge Cape COD Advisors, LLC

> Cambridge Cape COD Advisors, LLC is an SEC-registered investment advisory firm in Sandwich, MA, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 8, 2026.

- CRD: 133301
- Filed as: CAMBRIDGE CAPE COD ADVISORS, LLC
- Legal name: Fenton Gregory Coleman
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Sandwich, MA
- Filing period: October 2026
- Form ADV filing dated: January 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/133301
- AdvisorCensus page: https://advisorcensus.com/firm/cambridge-cape-cod-advisors-llc-sandwich-ma-133301

## Quick answers

**How is Cambridge Cape COD Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Cambridge Cape COD Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Cambridge Cape COD Advisors, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated January 8, 2026 states: Asset-based fee: 0.25% to 0.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Cambridge Cape COD Advisors, LLC located?**
Cambridge Cape COD Advisors, LLC's principal office is in Sandwich, MA, according to its Form ADV.

**Is Cambridge Cape COD Advisors, LLC registered with the SEC or a state?**
Cambridge Cape COD Advisors, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 133301.

**How much does Cambridge Cape COD Advisors, LLC manage?**
Cambridge Cape COD Advisors, LLC reports $194,779,475 in regulatory assets under management in its Form ADV filing dated January 8, 2026 (0% discretionary).

**How have Cambridge Cape COD Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Cambridge Cape COD Advisors, LLC: Regulatory assets under management: $152,515,726 in the October 2021 data and $194,779,475 in the October 2026 data, up 28%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cambridge Cape COD Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (68); individuals (other than high net worth individuals) (55).

**Which custodians does Cambridge Cape COD Advisors, LLC use?**
Cambridge Cape COD Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Cambridge Cape COD Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/133301

**Does Cambridge Cape COD Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 8, 2026 says: "The Advisor’s cumulative minimum account requirement for opening and maintaining an account is $100,000. However, based on facts and circumstances, the Advisor, at its sole discretion, can negotiate to accept accounts with a lower value."

**What changed in Cambridge Cape COD Advisors, LLC's recent Form ADV filings?**
In the February 2026 filing data: No longer lists the business name Cambridge Cape COD Advisors, LLC. Employees performing advisory functions went from 2 to 0. Regulatory assets under management went from $162,210,240 to $194,779,475 (+20%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 8, 2026)

- Asset-based fee: 0.25% to 0.5% a year (a range, as the brochure states it)

> The annual fee will be between .25% and .50% of the total account value.

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> The Advisor’s cumulative minimum account requirement for opening and maintaining an account is $100,000. However, based on facts and circumstances, the Advisor, at its sole discretion, can negotiate to accept accounts with a lower value.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $194,779,475
- Discretionary: $0
- Non-discretionary: $194,779,475

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 55 | $126,606,659 |
| High net worth individuals | 68 | $68,172,816 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2018 (8 years)
- Employees: 2 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cambridgecape.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $152,515,726 | 1 | February 1, 2021 |
| October 2022 | $158,388,604 | 2 | March 17, 2022 |
| October 2023 | $147,850,601 | 2 | March 15, 2023 |
| October 2024 | $156,286,608 | 2 | March 8, 2024 |
| October 2025 | $162,210,240 | 2 | March 3, 2025 |
| October 2026 | $194,779,475 | 2 | January 8, 2026 |

Regulatory assets under management: $152,515,726 in the October 2021 data and $194,779,475 in the October 2026 data, up 28%.
Total employees: 1 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- No longer lists the business name Cambridge Cape COD Advisors, LLC.
- Employees performing advisory functions went from 2 to 0.
- Regulatory assets under management went from $162,210,240 to $194,779,475 (+20%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cambridge Cape COD Advisors, LLC (CRD 133301): Form ADV filing data as of October 2026.