# Caltier Advisors, LLC

> Caltier Advisors, LLC is an SEC-registered investment advisory firm in Poway, CA, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated October 20, 2025.

- CRD: 317263
- Filed as: CALTIER ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Poway, CA
- Filing period: October 2026
- Form ADV filing dated: October 20, 2025
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317263
- AdvisorCensus page: https://advisorcensus.com/firm/caltier-advisors-llc-poway-ca-317263

## Quick answers

**How is Caltier Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Caltier Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Caltier Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2025 states: Asset-based fee: 0.5% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Caltier Advisors, LLC located?**
Caltier Advisors, LLC's principal office is in Poway, CA, according to its Form ADV.

**Is Caltier Advisors, LLC registered with the SEC or a state?**
Caltier Advisors, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 317263.

**How much does Caltier Advisors, LLC manage?**
Caltier Advisors, LLC reports $6,883,300 in regulatory assets under management in its Form ADV filing dated October 20, 2025 (0% discretionary).

**How have Caltier Advisors, LLC's assets and staff changed since 2023?**
In the Form ADV data for Caltier Advisors, LLC: Regulatory assets under management: $0 in the October 2023 data and $6,883,300 in the October 2026 data. Total employees: 4 in October 2023 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Caltier Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,304).

**Does Caltier Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317263

**What changed in Caltier Advisors, LLC's recent Form ADV filings?**
In the November 2025 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2025)

- Asset-based fee: 0.5% of assets a year

> CalTier Advisors charges Clients, meaning those who invest through the Platform, a fee of 0.5% per annum of the Client’s assets invested in CalTier Fund I and CalTier REIT I.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $6,883,300
- Discretionary: $0
- Non-discretionary: $6,883,300

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2,304 | $6,883,300 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2023 (3 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- caltier.fund
- caltieradvisors.com
- caltierinc.com
- Facebook @caltierrealtyfund
- Instagram @caltierfund
- LinkedIn @caltier

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 4 | February 11, 2023 |
| October 2024 | $6,883,300 | 4 | March 28, 2024 |
| October 2025 | $6,883,300 | 3 | March 31, 2025 |
| October 2026 | $6,883,300 | 3 | October 20, 2025 |

Regulatory assets under management: $0 in the October 2023 data and $6,883,300 in the October 2026 data.
Total employees: 4 in October 2023 and 3 in October 2026.

## Changes in the filing (last 12 months)

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Caltier Advisors, LLC (CRD 317263): Form ADV filing data as of October 2026.