{ "crd_number": 161331, "slug": "caledonia-private-investments-pty-limited-sydney-161331", "primary_business_name": "CALEDONIA (PRIVATE) INVESTMENTS PTY LIMITED", "legal_name": "CALEDONIA (PRIVATE) INVESTMENTS PTY LIMITED", "dbas": [ "CALEDONIA US, LP" ], "city": "Sydney", "state": null, "country": "Australia", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2014-04-11", "years_registered": 12, "period": "2026-10-01", "filing_date": "2026-09-28", "carried_forward": false, "raum_total": 5250042809.0, "raum_discretionary": 4784726024.0, "raum_non_discretionary": 465316785.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 26, "advisory_employees": 9, "client_count_bucket": null, "clients_by_type": { "high_net_worth_individuals": { "raum": 1632513009.0, "count": 28 }, "pooled_investment_vehicles": { "raum": 3617529800.0, "count": 14 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [ "https://caledonia.com.au", "https://caledoniafund.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/161331", "city_as_filed": "SYDNEY", "url": "https://advisorcensus.com/firm/caledonia-private-investments-pty-limited-sydney-161331", "display_name": "Caledonia (Private) Investments Pty Limited", "summary": "Caledonia (Private) Investments Pty Limited is an SEC-registered investment advisory firm in Sydney, Australia, registered since 2014, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.", "citation": "AdvisorCensus. Caledonia (Private) Investments Pty Limited (CRD 161331): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Caledonia (Private) Investments Pty Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Caledonia (Private) Investments Pty Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Caledonia (Private) Investments Pty Limited located?", "a": "Caledonia (Private) Investments Pty Limited's principal office is in Sydney, Australia, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Caledonia (Private) Investments Pty Limited registered with the SEC or a state?", "a": "Caledonia (Private) Investments Pty Limited is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 161331." }, { "q": "How much does Caledonia (Private) Investments Pty Limited manage?", "a": "Caledonia (Private) Investments Pty Limited reports $5,250,042,809 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (91% discretionary)." }, { "q": "How have Caledonia (Private) Investments Pty Limited's assets and staff changed since 2021?", "a": "In the Form ADV data for Caledonia (Private) Investments Pty Limited: Regulatory assets under management: $18,361,379,831 in the October 2021 data and $5,250,042,809 in the October 2026 data, down 71%. Total employees: 33 in October 2021 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Caledonia (Private) Investments Pty Limited serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (28); pooled investment vehicles (other than investment companies and business development companies) (14)." }, { "q": "Which custodians does Caledonia (Private) Investments Pty Limited use?", "a": "Caledonia (Private) Investments Pty Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citigroup Global Markets Inc., Goldman Sachs International, J.P. Morgan Securities LLC and UBS AG as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Caledonia (Private) Investments Pty Limited report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161331" }, { "q": "What changed in Caledonia (Private) Investments Pty Limited's recent Form ADV filings?", "a": "In the October 2026 filing data: Regulatory assets under management went from $10,231,282,154 to $5,250,042,809 (-49%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 18361379831.0, "total_employees": 33, "filing_date": "2021-09-24" }, { "period": "2022-10-01", "regulatory_assets_under_management": 7953037977.0, "total_employees": 34, "filing_date": "2022-09-28" }, { "period": "2023-10-01", "regulatory_assets_under_management": 11011523644.0, "total_employees": 33, "filing_date": "2023-08-25" }, { "period": "2024-10-01", "regulatory_assets_under_management": 8510629369.0, "total_employees": 30, "filing_date": "2024-09-18" }, { "period": "2025-10-01", "regulatory_assets_under_management": 8510629369.0, "total_employees": 30, "filing_date": "2025-01-06" }, { "period": "2026-10-01", "regulatory_assets_under_management": 5250042809.0, "total_employees": 26, "filing_date": "2026-09-28" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Regulatory assets under management went from $10,231,282,154 to $5,250,042,809 (-49%).", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Employees performing advisory functions went from 10 to 9.", "Regulatory assets under management went from $8,510,629,369 to $10,231,282,154 (+20%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Citigroup Global Markets Inc.", "name_as_filed": "CITIGROUP GLOBAL MARKETS INC.", "affiliated": false }, { "name": "Goldman Sachs International", "name_as_filed": "GOLDMAN SACHS INTERNATIONAL", "affiliated": false }, { "name": "J.P. Morgan Securities LLC", "name_as_filed": "J.P. MORGAN SECURITIES LLC", "affiliated": false }, { "name": "UBS AG", "name_as_filed": "UBS AG", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/caledonia-private-investments-pty-limited-sydney-161331.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 28, "fewer_than_5": false, "raum": 1632513009.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 14, "fewer_than_5": false, "raum": 3617529800.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/161331", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }