# Caldwell Investment Management Ltd.

> Caldwell Investment Management Ltd. is an exempt reporting adviser in Toronto, Ontario, Canada, filing reports since 2026. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 338327
- Filed as: CALDWELL INVESTMENT MANAGEMENT LTD.
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: Toronto, Ontario, Canada
- Filing period: October 2026
- Form ADV filing dated: April 8, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/338327
- AdvisorCensus page: https://advisorcensus.com/firm/caldwell-investment-management-ltd-toronto-ontario-338327

## Quick answers

**Where is Caldwell Investment Management Ltd. located?**
Caldwell Investment Management Ltd.'s principal office is in Toronto, Ontario, Canada, according to its Form ADV.

**How does Caldwell Investment Management Ltd. report to regulators?**
Caldwell Investment Management Ltd. is an exempt reporting adviser, filing reports since 2026. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 338327.

**Does Caldwell Investment Management Ltd. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/338327

**What changed in Caldwell Investment Management Ltd.'s recent Form ADV filings?**
In the May 2026 filing data: Began filing reports as an exempt reporting adviser.

## From the Form ADV filing

### Firm details
- Reporting since: 2026 (0 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- caldwellinvestment.com
- LinkedIn @caldwell-investment-management-ltd
- X @Caldwell_Funds

## Changes in the filing (last 12 months)

### May 2026
- Began filing reports as an exempt reporting adviser.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Caldwell Investment Management Ltd. (CRD 338327): Form ADV filing data as of October 2026.