{
  "crd_number": 290616,
  "slug": "calder-financial-llc-290616",
  "primary_business_name": "CALDER FINANCIAL LLC",
  "legal_name": "CALDER FINANCIAL LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-05-15",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-02-03",
  "carried_forward": false,
  "raum_total": 134762591.0,
  "raum_discretionary": 134762591.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 20545927.0,
      "count": 49
    },
    "high_net_worth_individuals": {
      "raum": 114216664.0,
      "count": 54
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "PA",
    "TX"
  ],
  "websites": [
    "https://calderfinancial.net"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/290616",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/calder-financial-llc-290616",
  "display_name": "Calder Financial LLC",
  "summary": "Calder Financial LLC is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 3, 2026.",
  "citation": "AdvisorCensus. Calder Financial LLC (CRD 290616): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Calder Financial LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Calder Financial LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Calder Financial LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 3, 2026 states: Up to $500,000: 1% a year; $500,001 to $1,000,000: 0.9% a year; $1,000,001 to $1,500,000: 0.7% a year; $1,500,001 to $2,000,000: 0.55% a year; Above $2,000,001: 0.4% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is Calder Financial LLC registered with the SEC or a state?",
      "a": "Calder Financial LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 290616."
    },
    {
      "q": "How much does Calder Financial LLC manage?",
      "a": "Calder Financial LLC reports $134,762,591 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (100% discretionary)."
    },
    {
      "q": "How have Calder Financial LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Calder Financial LLC: Regulatory assets under management: $109,752,056 in the October 2024 data and $134,762,591 in the October 2026 data, up 23%. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Calder Financial LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (54); individuals (other than high net worth individuals) (49)."
    },
    {
      "q": "Which custodians does Calder Financial LLC use?",
      "a": "Calder Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab and Co. LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Calder Financial LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290616"
    },
    {
      "q": "Does Calder Financial LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 3, 2026 says: \"We offer investment advisory services to individuals and high net worth individuals. In general, we do not require a minimum dollar amount to open and maintain an advisory account.\""
    },
    {
      "q": "What changed in Calder Financial LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $117,980,172 to $134,762,591 (+14%)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 109752056.0,
      "total_employees": 2,
      "filing_date": "2024-04-09"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 117980172.0,
      "total_employees": 2,
      "filing_date": "2025-01-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 134762591.0,
      "total_employees": 2,
      "filing_date": "2026-02-03"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $117,980,172 to $134,762,591 (+14%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 3, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "1%"
      },
      {
        "band": "$500,001 to $1,000,000",
        "rate": "0.9%"
      },
      {
        "band": "$1,000,001 to $1,500,000",
        "rate": "0.7%"
      },
      {
        "band": "$1,500,001 to $2,000,000",
        "rate": "0.55%"
      },
      {
        "band": "Above $2,000,001",
        "rate": "0.4%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 1% a year",
          "$500,001 to $1,000,000: 0.9% a year",
          "$1,000,001 to $1,500,000: 0.7% a year",
          "$1,500,001 to $2,000,000: 0.55% a year",
          "Above $2,000,001: 0.4% a year"
        ],
        "quotes": [
          "Our fee for portfolio management services is based on a percentage of the assets in your account and is set forth in the following annual fee schedule:",
          "Under $500,000 1.00% $500,001 to $1,000,000 0.90% $1,000,001 to $1,500,000 0.70% $1,500,001 to $2,000,000 0.55% $2,000,001 and Above 0.40%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "We offer investment advisory services to individuals and high net worth individuals. In general, we do not require a minimum dollar amount to open and maintain an advisory account."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 500000.0,
          "rate_pct": 1.0
        },
        {
          "min": 500001.0,
          "max": 1000000.0,
          "rate_pct": 0.9
        },
        {
          "min": 1000001.0,
          "max": 1500000.0,
          "rate_pct": 0.7
        },
        {
          "min": 1500001.0,
          "max": 2000000.0,
          "rate_pct": 0.55
        },
        {
          "min": 2000001.0,
          "max": null,
          "rate_pct": 0.4
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Our fee for portfolio management services is based on a percentage of the assets in your account and is set forth in the following annual fee schedule:",
      "Under $500,000 1.00% $500,001 to $1,000,000 0.90% $1,000,001 to $1,500,000 0.70% $1,500,001 to $2,000,000 0.55% $2,000,001 and Above 0.40%",
      "We offer investment advisory services to individuals and high net worth individuals. In general, we do not require a minimum dollar amount to open and maintain an advisory account."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab and Co. LLC",
      "name_as_filed": "CHARLES SCHWAB AND CO. LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/calder-financial-llc-290616.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 49,
      "fewer_than_5": false,
      "raum": 20545927.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 54,
      "fewer_than_5": false,
      "raum": 114216664.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/290616",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}