# Caird Investments

> Caird Investments is an SEC-registered investment advisory firm in Dallas, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 334504
- Filed as: CAIRD INVESTMENTS
- Legal name: Caird Investment Partners, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334504
- AdvisorCensus page: https://advisorcensus.com/firm/caird-investments-dallas-tx-334504

## Quick answers

**How is Caird Investments compensated?**
On its Form ADV (Item 5.E, October 2026), Caird Investments reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Caird Investments located?**
Caird Investments' principal office is in Dallas, TX, according to its Form ADV.

**Is Caird Investments registered with the SEC or a state?**
Caird Investments is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334504.

**How much does Caird Investments manage?**
Caird Investments reports $413,201,562 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Caird Investments' assets and staff changed since 2025?**
In the Form ADV data for Caird Investments: Regulatory assets under management: $456,116,300 in the October 2025 data and $413,201,562 in the October 2026 data, down 9%. Total employees: 8 in October 2025 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Caird Investments serve?**
By number of clients on Form ADV Item 5.D: banking or thrift institutions (1).

**Which custodians does Caird Investments use?**
Caird Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Federal Home Loan Bank as a custodian holding 10% or more of its separately managed account assets.

**Does Caird Investments report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334504

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Federal Home Loan Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $413,201,562
- Discretionary: $413,201,562
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Banking or thrift institutions | 1 | $413,201,562 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (1 year)
- Employees: 8 total, 5 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cairdinvestments.com
- LinkedIn @cairdinvestments

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $456,116,300 | 8 | June 17, 2025 |
| October 2026 | $413,201,562 | 8 | March 30, 2026 |

Regulatory assets under management: $456,116,300 in the October 2025 data and $413,201,562 in the October 2026 data, down 9%.
Total employees: 8 in October 2025 and 8 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Caird Investments (CRD 334504): Form ADV filing data as of October 2026.