# Caim LLC

> Caim LLC is an SEC-registered investment advisory firm in Longboat Key, FL, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 24, 2026.

- CRD: 144946
- Filed as: CAIM LLC
- Legal name: Catherine Avery Investment Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Longboat Key, FL
- Filing period: October 2026
- Form ADV filing dated: April 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/144946
- AdvisorCensus page: https://advisorcensus.com/firm/caim-llc-longboat-key-fl-144946

## Quick answers

**How is Caim LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Caim LLC reports these compensation arrangements: a percentage of assets under its management; other.

**Where is Caim LLC located?**
Caim LLC's principal office is in Longboat Key, FL, according to its Form ADV.

**Is Caim LLC registered with the SEC or a state?**
Caim LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 144946.

**How much does Caim LLC manage?**
Caim LLC reports $317,970,000 in regulatory assets under management in its Form ADV filing dated April 24, 2026 (98% discretionary).

**How have Caim LLC's assets and staff changed since 2021?**
In the Form ADV data for Caim LLC: Regulatory assets under management: $90,577,831 in the October 2021 data and $317,970,000 in the October 2026 data, up 251%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Caim LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (73); other (7).

**Which custodians does Caim LLC use?**
Caim LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Caim LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144946

**What changed in Caim LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $178,880,000 to $317,970,000 (+78%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $317,970,000
- Discretionary: $310,613,668
- Non-discretionary: $7,356,332

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 73 | $86,940,000 |
| Other | 7 | $231,030,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- caimllc.com
- LinkedIn @CATHERINEAVERY
- X @caim2712

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $90,577,831 | 3 | September 2, 2021 |
| October 2022 | $105,461,869 | 4 | March 31, 2022 |
| October 2023 | $110,636,360 | 4 | March 30, 2023 |
| October 2024 | $111,583,776 | 4 | July 24, 2024 |
| October 2025 | $178,880,000 | 4 | March 27, 2025 |
| October 2026 | $317,970,000 | 4 | April 24, 2026 |

Regulatory assets under management: $90,577,831 in the October 2021 data and $317,970,000 in the October 2026 data, up 251%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $178,880,000 to $317,970,000 (+78%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Caim LLC (CRD 144946): Form ADV filing data as of October 2026.