# Caerus Investment Advisors, LLC

> Caerus Investment Advisors, LLC is an SEC-registered investment advisory firm, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 171716
- Filed as: CAERUS INVESTMENT ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/171716
- AdvisorCensus page: https://advisorcensus.com/firm/caerus-investment-advisors-llc-171716

## Quick answers

**How is Caerus Investment Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Caerus Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Caerus Investment Advisors, LLC registered with the SEC or a state?**
Caerus Investment Advisors, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 171716.

**How much does Caerus Investment Advisors, LLC manage?**
Caerus Investment Advisors, LLC reports $117,194,570 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (21% discretionary).

**How have Caerus Investment Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Caerus Investment Advisors, LLC: Regulatory assets under management: $221,422,906 in the October 2021 data and $117,194,570 in the October 2026 data, down 47%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Caerus Investment Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (35); pooled investment vehicles (other than investment companies and business development companies) (19).

**Which custodians does Caerus Investment Advisors, LLC use?**
Caerus Investment Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Trade-PMR Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Caerus Investment Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/171716

**What changed in Caerus Investment Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $194,550,948 to $117,194,570 (-40%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Trade-PMR Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $117,194,570
- Discretionary: $24,494,570
- Non-discretionary: $92,700,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 35 | $24,494,570 |
| Pooled investment vehicles (other than investment companies and business development companies) | 19 | $92,700,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2017 (9 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CT, FL, NV, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- South Pasadena, CA

### Websites listed on Form ADV (Item 1.I)
- caerusadvisor.com
- LinkedIn @caerus-invesment-advisors-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $221,422,906 | 4 | March 3, 2021 |
| October 2022 | $195,133,666 | 5 | September 12, 2022 |
| October 2023 | $204,365,920 | 5 | February 17, 2023 |
| October 2024 | $206,356,128 | 5 | March 4, 2024 |
| October 2025 | $194,550,948 | 6 | June 10, 2025 |
| October 2026 | $117,194,570 | 5 | March 26, 2026 |

Regulatory assets under management: $221,422,906 in the October 2021 data and $117,194,570 in the October 2026 data, down 47%.
Total employees: 4 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $194,550,948 to $117,194,570 (-40%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Caerus Investment Advisors, LLC (CRD 171716): Form ADV filing data as of October 2026.