{
  "crd_number": 171716,
  "slug": "caerus-investment-advisors-llc-171716",
  "primary_business_name": "CAERUS INVESTMENT ADVISORS, LLC",
  "legal_name": "CAERUS INVESTMENT ADVISORS, LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-04-13",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-03-26",
  "carried_forward": false,
  "raum_total": 117194570.0,
  "raum_discretionary": 24494570.0,
  "raum_non_discretionary": 92700000.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 24494570.0,
      "count": 35
    },
    "pooled_investment_vehicles": {
      "raum": 92700000.0,
      "count": 19
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "FL",
    "NV",
    "NY",
    "TX"
  ],
  "websites": [
    "https://caerusadvisor.com",
    "https://linkedin.com/company/caerus-invesment-advisors-llc"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/171716",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/caerus-investment-advisors-llc-171716",
  "display_name": "Caerus Investment Advisors, LLC",
  "summary": "Caerus Investment Advisors, LLC is an SEC-registered investment advisory firm, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.",
  "citation": "AdvisorCensus. Caerus Investment Advisors, LLC (CRD 171716): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Caerus Investment Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Caerus Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Is Caerus Investment Advisors, LLC registered with the SEC or a state?",
      "a": "Caerus Investment Advisors, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 171716."
    },
    {
      "q": "How much does Caerus Investment Advisors, LLC manage?",
      "a": "Caerus Investment Advisors, LLC reports $117,194,570 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (21% discretionary)."
    },
    {
      "q": "How have Caerus Investment Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Caerus Investment Advisors, LLC: Regulatory assets under management: $221,422,906 in the October 2021 data and $117,194,570 in the October 2026 data, down 47%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Caerus Investment Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (35); pooled investment vehicles (other than investment companies and business development companies) (19)."
    },
    {
      "q": "Which custodians does Caerus Investment Advisors, LLC use?",
      "a": "Caerus Investment Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Trade-PMR Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Caerus Investment Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/171716"
    },
    {
      "q": "What changed in Caerus Investment Advisors, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $194,550,948 to $117,194,570 (-40%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 221422906.0,
      "total_employees": 4,
      "filing_date": "2021-03-03"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 195133666.0,
      "total_employees": 5,
      "filing_date": "2022-09-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 204365920.0,
      "total_employees": 5,
      "filing_date": "2023-02-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 206356128.0,
      "total_employees": 5,
      "filing_date": "2024-03-04"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 194550948.0,
      "total_employees": 6,
      "filing_date": "2025-06-10"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 117194570.0,
      "total_employees": 5,
      "filing_date": "2026-03-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $194,550,948 to $117,194,570 (-40%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Trade-PMR Inc.",
      "name_as_filed": "TRADE-PMR INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/caerus-investment-advisors-llc-171716.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 35,
      "fewer_than_5": false,
      "raum": 24494570.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 19,
      "fewer_than_5": false,
      "raum": 92700000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/171716",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}