# Cacti Asset Management, LLC

> Cacti Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated January 17, 2026.

- CRD: 156131
- Filed as: CACTI ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: January 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156131
- AdvisorCensus page: https://advisorcensus.com/firm/cacti-asset-management-llc-156131

## Quick answers

**How is Cacti Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Cacti Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**How much does Cacti Asset Management, LLC charge?**
Its Form ADV Part 2A brochure dated January 12, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Cacti Asset Management, LLC registered with the SEC or a state?**
Cacti Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 156131.

**How much does Cacti Asset Management, LLC manage?**
Cacti Asset Management, LLC reports $1,821,495,896 in regulatory assets under management in its Form ADV filing dated January 17, 2026 (100% discretionary).

**How have Cacti Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Cacti Asset Management, LLC: Regulatory assets under management: $1,109,315,861 in the October 2021 data and $1,821,495,896 in the October 2026 data, up 64%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cacti Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (36); charitable organizations (6); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Cacti Asset Management, LLC use?**
Cacti Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Pershing LLC and U.S. Bank as custodians holding 10% or more of its separately managed account assets.

**Does Cacti Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156131

**Does Cacti Asset Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 12, 2026 says: "Cacti Asset Management generally requires a minimum asset level of $1,000,000 for investment management services, which it may reduce or waive in its sole discretion based upon certain criteria."

**What changed in Cacti Asset Management, LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $1,412,696,239 to $1,821,495,896 (+29%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated January 12, 2026)

- Asset-based fee: 1% of assets a year

> Cacti Asset Management’s investment management fee is based upon a percentage (%) of the market value and type of assets placed under its management, which is generally one percent (1.00%) per year.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> Cacti Asset Management generally requires a minimum asset level of $1,000,000 for investment management services, which it may reduce or waive in its sole discretion based upon certain criteria.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing LLC
- U.S. Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,821,495,896
- Discretionary: $1,821,495,896
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 36 | $346,135,940 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $250,590,579 |
| Charitable organizations | 6 | $177,552,222 |
| Insurance companies | Fewer than 5 | $1,047,217,155 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2011 (15 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA, NH, NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cactipartners.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,109,315,861 | 1 | February 7, 2021 |
| October 2022 | $1,374,839,264 | 1 | September 30, 2022 |
| October 2023 | $1,134,282,660 | 1 | January 21, 2023 |
| October 2024 | $1,265,058,367 | 1 | June 6, 2024 |
| October 2025 | $1,412,696,239 | 1 | January 28, 2025 |
| October 2026 | $1,821,495,896 | 1 | January 17, 2026 |

Regulatory assets under management: $1,109,315,861 in the October 2021 data and $1,821,495,896 in the October 2026 data, up 64%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $1,412,696,239 to $1,821,495,896 (+29%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cacti Asset Management, LLC (CRD 156131): Form ADV filing data as of October 2026.