# C2C Wealth Management, LLC

> C2C Wealth Management, LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.

- CRD: 284148
- Filed as: C2C WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: March 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/284148
- AdvisorCensus page: https://advisorcensus.com/firm/c2c-wealth-management-llc-scottsdale-az-284148

## Quick answers

**How is C2C Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), C2C Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**What does C2C Wealth Management, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 3, 2026 states: Asset-based fee: up to 2.25% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is C2C Wealth Management, LLC located?**
C2C Wealth Management, LLC's principal office is in Scottsdale, AZ, according to its Form ADV.

**Is C2C Wealth Management, LLC registered with the SEC or a state?**
C2C Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 284148.

**How much does C2C Wealth Management, LLC manage?**
C2C Wealth Management, LLC reports $179,809,631 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary).

**How have C2C Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for C2C Wealth Management, LLC: Regulatory assets under management: $642,298,221 in the October 2021 data and $179,809,631 in the October 2026 data, down 72%. Total employees: 4 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does C2C Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (269); high net worth individuals (55).

**Which custodians does C2C Wealth Management, LLC use?**
C2C Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does C2C Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284148

**Does C2C Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 3, 2026 says: "C2C generally does not impose a minimum relationship size."

**What changed in C2C Wealth Management, LLC's recent Form ADV filings?**
In the January 2026 filing data: No longer registered or notice-filed in AZ, FL, LA, MA, WA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 3, 2026)

- Asset-based fee: up to 2.25% of assets a year (the maximum the brochure states)

> Wealth management fees up to 2.25% annually based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor.

- Account minimum: None

> C2C generally does not impose a minimum relationship size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $179,809,631
- Discretionary: $179,809,631
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 269 | $54,769,222 |
| High net worth individuals | 55 | $125,040,409 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NH, NV, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- c2cwealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $642,298,221 | 4 | January 26, 2021 |
| October 2022 | $819,636,969 | 7 | March 17, 2022 |
| October 2023 | $756,993,431 | 4 | February 14, 2023 |
| October 2024 | $190,909,793 | 2 | March 7, 2024 |
| October 2025 | $165,273,214 | 2 | July 7, 2025 |
| October 2026 | $179,809,631 | 2 | March 3, 2026 |

Regulatory assets under management: $642,298,221 in the October 2021 data and $179,809,631 in the October 2026 data, down 72%.
Total employees: 4 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- No longer registered or notice-filed in AZ, FL, LA, MA, WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. C2C Wealth Management, LLC (CRD 284148): Form ADV filing data as of October 2026.