# C.W. O'Conner Wealth Advisors, Inc.

> C.W. O'Conner Wealth Advisors, Inc. is an SEC-registered investment advisory firm in Duluth, GA, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.

- CRD: 125646
- Filed as: C.W. O'CONNER WEALTH ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Duluth, GA
- Filing period: October 2026
- Form ADV filing dated: February 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/125646
- AdvisorCensus page: https://advisorcensus.com/firm/c-w-o-conner-wealth-advisors-inc-duluth-ga-125646

## Quick answers

**How is C.W. O'Conner Wealth Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), C.W. O'Conner Wealth Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does C.W. O'Conner Wealth Advisors, Inc. charge?**
Its Form ADV Part 2A brochure dated February 18, 2026 states: Up to $1,000,000: 0.9% a year; $1,000,000 to $2,000,000: 0.7% a year; $2,000,000 to $3,000,000: 0.6% a year; $3,000,000 to $10,000,000: 0.5% a year; Above $10,000,000: 0.4% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is C.W. O'Conner Wealth Advisors, Inc. located?**
C.W. O'Conner Wealth Advisors, Inc.'s principal office is in Duluth, GA, according to its Form ADV.

**Is C.W. O'Conner Wealth Advisors, Inc. registered with the SEC or a state?**
C.W. O'Conner Wealth Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 125646.

**How much does C.W. O'Conner Wealth Advisors, Inc. manage?**
C.W. O'Conner Wealth Advisors, Inc. reports $264,615,105 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (95% discretionary).

**How have C.W. O'Conner Wealth Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for C.W. O'Conner Wealth Advisors, Inc.: Regulatory assets under management: $216,500,000 in the October 2021 data and $264,615,105 in the October 2026 data, up 22%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does C.W. O'Conner Wealth Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (69); individuals (other than high net worth individuals) (66).

**Which custodians does C.W. O'Conner Wealth Advisors, Inc. use?**
C.W. O'Conner Wealth Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does C.W. O'Conner Wealth Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125646

**What changed in C.W. O'Conner Wealth Advisors, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $233,373,139 to $264,615,105 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 18, 2026)

- Up to $1,000,000: 0.9% a year
- $1,000,000 to $2,000,000: 0.7% a year
- $2,000,000 to $3,000,000: 0.6% a year
- $3,000,000 to $10,000,000: 0.5% a year
- Above $10,000,000: 0.4% a year

> Our asset-based fees are set forth in the following fee schedule: Assets Under Management Annual Fee First $1,000,000 0.90% Next $1,000,000 0.70% Next $1,000,000 0.60% Next $7,000,000 0.50% Over $10,000,000 0 .40%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $264,615,105
- Discretionary: $251,300,687
- Non-discretionary: $13,314,418

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 66 | $14,978,645 |
| High net worth individuals | 69 | $249,636,460 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2006 (20 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [cwoconner.com](https://cwoconner.com)
- Facebook @cwowealth
- LinkedIn @c-w-o-conner-wealth-advisors-inc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $216,500,000 | 3 | September 15, 2021 |
| October 2022 | $242,344,471 | 3 | May 10, 2022 |
| October 2023 | $226,914,300 | 3 | August 25, 2023 |
| October 2024 | $214,677,569 | 3 | August 8, 2024 |
| October 2025 | $233,373,139 | 2 | March 17, 2025 |
| October 2026 | $264,615,105 | 3 | February 18, 2026 |

Regulatory assets under management: $216,500,000 in the October 2021 data and $264,615,105 in the October 2026 data, up 22%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $233,373,139 to $264,615,105 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. C.W. O'Conner Wealth Advisors, Inc. (CRD 125646): Form ADV filing data as of October 2026.