# C.M. Capital Advisors, LLC

> C.M. Capital Advisors, LLC is an SEC-registered investment advisory firm in Palo Alto, CA, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 157529
- Filed as: C.M. CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Palo Alto, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157529
- AdvisorCensus page: https://advisorcensus.com/firm/c-m-capital-advisors-llc-palo-alto-ca-157529

## Quick answers

**How is C.M. Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), C.M. Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is C.M. Capital Advisors, LLC located?**
C.M. Capital Advisors, LLC's principal office is in Palo Alto, CA, according to its Form ADV.

**Is C.M. Capital Advisors, LLC registered with the SEC or a state?**
C.M. Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 157529.

**How much does C.M. Capital Advisors, LLC manage?**
C.M. Capital Advisors, LLC reports $1,964,023,545 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (0% discretionary).

**How have C.M. Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for C.M. Capital Advisors, LLC: Regulatory assets under management: $1,978,285,098 in the October 2021 data and $1,964,023,545 in the October 2026 data, down 1%. Total employees: 21 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does C.M. Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).

**Does C.M. Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157529

**What changed in C.M. Capital Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $2,186,909,857 to $1,964,023,545 (-10%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $1,964,023,545
- Discretionary: $0
- Non-discretionary: $1,964,023,545

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $1,964,023,545 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2011 (14 years)
- Employees: 18 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cm-cap.com
- cmcapitaladvisors.com
- Facebook @CMCAPITAL.ADV.1
- LinkedIn @CM-CAPITAL-ADVISORS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,978,285,098 | 21 | March 31, 2021 |
| October 2022 | $2,384,047,278 | 19 | March 31, 2022 |
| October 2023 | $2,101,082,487 | 22 | March 31, 2023 |
| October 2024 | $2,153,603,285 | 21 | March 29, 2024 |
| October 2025 | $2,186,909,857 | 18 | March 31, 2025 |
| October 2026 | $1,964,023,545 | 18 | March 31, 2026 |

Regulatory assets under management: $1,978,285,098 in the October 2021 data and $1,964,023,545 in the October 2026 data, down 1%.
Total employees: 21 in October 2021 and 18 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $2,186,909,857 to $1,964,023,545 (-10%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. C.M. Capital Advisors, LLC (CRD 157529): Form ADV filing data as of October 2026.