{ "crd_number": 157529, "slug": "c-m-capital-advisors-llc-palo-alto-ca-157529", "primary_business_name": "C.M. CAPITAL ADVISORS, LLC", "legal_name": "C.M. CAPITAL ADVISORS, LLC", "dbas": [], "city": "Palo Alto", "state": "CA", "country": "United States", "cbsa_code": "41940", "metro": { "cbsa_code": "41940", "common_name": "San Jose", "msa_name": "San Jose-Sunnyvale-Santa Clara, CA", "path": "/advisors/ca/san-jose" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2011-11-15", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 1964023545.0, "raum_discretionary": 0.0, "raum_non_discretionary": 1964023545.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 18, "advisory_employees": 11, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1964023545.0, "count": 2 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://cm-cap.com", "https://cmcapitaladvisors.com", "https://facebook.com/CMCAPITAL.ADV.1", "https://linkedin.com/COMPANY/CM-CAPITAL-ADVISORS" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157529", "city_as_filed": "PALO ALTO", "url": "https://advisorcensus.com/firm/c-m-capital-advisors-llc-palo-alto-ca-157529", "display_name": "C.M. Capital Advisors, LLC", "summary": "C.M. Capital Advisors, LLC is an SEC-registered investment advisory firm in Palo Alto, CA, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. C.M. Capital Advisors, LLC (CRD 157529): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is C.M. Capital Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), C.M. Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is C.M. Capital Advisors, LLC located?", "a": "C.M. Capital Advisors, LLC's principal office is in Palo Alto, CA, according to its Form ADV." }, { "q": "Is C.M. Capital Advisors, LLC registered with the SEC or a state?", "a": "C.M. Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 157529." }, { "q": "How much does C.M. Capital Advisors, LLC manage?", "a": "C.M. Capital Advisors, LLC reports $1,964,023,545 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (0% discretionary)." }, { "q": "How have C.M. Capital Advisors, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for C.M. Capital Advisors, LLC: Regulatory assets under management: $1,978,285,098 in the October 2021 data and $1,964,023,545 in the October 2026 data, down 1%. Total employees: 21 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does C.M. Capital Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2)." }, { "q": "Does C.M. Capital Advisors, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157529" }, { "q": "What changed in C.M. Capital Advisors, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $2,186,909,857 to $1,964,023,545 (-10%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1978285098.0, "total_employees": 21, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2384047278.0, "total_employees": 19, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2101082487.0, "total_employees": 22, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2153603285.0, "total_employees": 21, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2186909857.0, "total_employees": 18, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1964023545.0, "total_employees": 18, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $2,186,909,857 to $1,964,023,545 (-10%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/c-m-capital-advisors-llc-palo-alto-ca-157529.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 2, "fewer_than_5": false, "raum": 1964023545.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157529", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }