# BWS Financial

> BWS Financial is a state-registered investment advisory firm in Woodland Hills, CA, registered since 2003, with no regulatory assets under management reported in its Form ADV filing dated January 21, 2026.

- CRD: 122074
- Filed as: BWS FINANCIAL
- Legal name: BWS Financial Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Woodland Hills, CA
- Filing period: October 2026
- Form ADV filing dated: January 21, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/122074
- AdvisorCensus page: https://advisorcensus.com/firm/bws-financial-woodland-hills-ca-122074

## Quick answers

**How is BWS Financial compensated?**
On its Form ADV (Item 5.E, October 2026), BWS Financial reports these compensation arrangements: subscription fees (for a newsletter or periodical); other.

**Where is BWS Financial located?**
BWS Financial's principal office is in Woodland Hills, CA, according to its Form ADV.

**Is BWS Financial registered with the SEC or a state?**
BWS Financial is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 122074.

**What types of clients does BWS Financial serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (28); investment companies (5).

**Does BWS Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/122074

## From the Form ADV filing

### Compensation (Item 5.E)
- Subscription fees (for a newsletter or periodical)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 5 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 28 | $0 |

### Advisory services (Item 5.G)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Market timing services

### Firm details
- Registered since: 2003 (23 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- beatingwallstreet.com
- bwsfinancial.com
- LinkedIn @bws-financial-inc
- LinkedIn @stocksrme
- Threads @stocksrme

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. BWS Financial (CRD 122074): Form ADV filing data as of October 2026.