# Buxton Helmsley USA, Inc.

> Buxton Helmsley USA, Inc. is an exempt reporting adviser in New York, NY, filing reports since 2026. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 335976
- Filed as: BUXTON HELMSLEY USA, INC.
- Reporting status: Exempt reporting adviser (status as filed: State ERA - ACTIVE)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: February 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/335976
- AdvisorCensus page: https://advisorcensus.com/firm/buxton-helmsley-usa-inc-new-york-ny-335976

## Quick answers

**Where is Buxton Helmsley USA, Inc. located?**
Buxton Helmsley USA, Inc.'s principal office is in New York, NY, according to its Form ADV.

**How does Buxton Helmsley USA, Inc. report to regulators?**
Buxton Helmsley USA, Inc. is an exempt reporting adviser, filing reports since 2026. Exempt reporting advisers file a shorter Form ADV. Status as filed: State ERA - ACTIVE. CRD 335976.

**Does Buxton Helmsley USA, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.H(1)(a) (court injunction in the past ten years) and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/335976

## From the Form ADV filing

### Firm details
- Reporting since: 2026 (0 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(1)(a): In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?
- 11.H(2): Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/335976

### Websites listed on Form ADV (Item 1.I)
- buxtonhelmsley.com
- LinkedIn @buxton-helmsley
- X @buxtonhelmsley

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Buxton Helmsley USA, Inc. (CRD 335976): Form ADV filing data as of October 2026.