# Bustamante & Co

> Bustamante & Co is a state-registered investment advisory firm in Phoenix, AZ, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 30, 2025.

- CRD: 331942
- Filed as: BUSTAMANTE & CO
- Legal name: Bustamante Capital Management LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Phoenix, AZ
- Filing period: October 2026
- Form ADV filing dated: January 30, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/331942
- AdvisorCensus page: https://advisorcensus.com/firm/bustamante-and-co-phoenix-az-331942

## Quick answers

**How is Bustamante & Co compensated?**
On its Form ADV (Item 5.E, October 2026), Bustamante & Co reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Bustamante & Co located?**
Bustamante & Co's principal office is in Phoenix, AZ, according to its Form ADV.

**Is Bustamante & Co registered with the SEC or a state?**
Bustamante & Co is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 331942.

**How much does Bustamante & Co manage?**
Bustamante & Co reports $3,520,482 in regulatory assets under management in its Form ADV filing dated January 30, 2025 (100% discretionary).

**What types of clients does Bustamante & Co serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (4); individuals (other than high net worth individuals) (1).

**Does Bustamante & Co report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/331942

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $3,520,482
- Discretionary: $3,520,482
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $151,000 |
| High net worth individuals | 4 | $3,369,482 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bustamanteco.com
- LinkedIn @bustamantecap

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bustamante & Co (CRD 331942): Form ADV filing data as of October 2026.