# Buss Capital Management, LLC

> Buss Capital Management, LLC is a state-registered investment advisory firm in Lake Forest, IL, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 30, 2026.

- CRD: 165447
- Filed as: BUSS CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Lake Forest, IL
- Filing period: October 2026
- Form ADV filing dated: January 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/165447
- AdvisorCensus page: https://advisorcensus.com/firm/buss-capital-management-llc-lake-forest-il-165447

## Quick answers

**How is Buss Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Buss Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Buss Capital Management, LLC located?**
Buss Capital Management, LLC's principal office is in Lake Forest, IL, according to its Form ADV.

**Is Buss Capital Management, LLC registered with the SEC or a state?**
Buss Capital Management, LLC is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 165447.

**How much does Buss Capital Management, LLC manage?**
Buss Capital Management, LLC reports $29,572,054 in regulatory assets under management in its Form ADV filing dated January 30, 2026 (89% discretionary).

**What types of clients does Buss Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (39); high net worth individuals (6); other (3).

**Does Buss Capital Management, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165447

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $29,572,054
- Discretionary: $26,411,127
- Non-discretionary: $3,160,927

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 39 | $9,807,841 |
| High net worth individuals | 6 | $15,353,036 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $3,611,095 |
| Other | 3 | $800,082 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2013 (13 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165447

### Websites listed on Form ADV (Item 1.I)
- busscapitalmanagement.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Buss Capital Management, LLC (CRD 165447): Form ADV filing data as of October 2026.