# Burnham Sterling Asset Management LLC

> Burnham Sterling Asset Management LLC is an SEC-registered investment advisory firm in Cos Cob, CT, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 283907
- Filed as: BURNHAM STERLING ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cos Cob, CT
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/283907
- AdvisorCensus page: https://advisorcensus.com/firm/burnham-sterling-asset-management-llc-cos-cob-ct-283907

## Quick answers

**How is Burnham Sterling Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Burnham Sterling Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Burnham Sterling Asset Management LLC located?**
Burnham Sterling Asset Management LLC's principal office is in Cos Cob, CT, according to its Form ADV.

**Is Burnham Sterling Asset Management LLC registered with the SEC or a state?**
Burnham Sterling Asset Management LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 283907.

**How much does Burnham Sterling Asset Management LLC manage?**
Burnham Sterling Asset Management LLC reports $206,843,448 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Burnham Sterling Asset Management LLC's assets and staff changed since 2024?**
In the Form ADV data for Burnham Sterling Asset Management LLC: Regulatory assets under management: $200,000,000 in the October 2024 data and $206,843,448 in the October 2026 data, up 3%. Total employees: 4 in October 2024 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Burnham Sterling Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Burnham Sterling Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283907

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $206,843,448
- Discretionary: $206,843,448
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $206,843,448 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 6 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- burnhamsterling.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $200,000,000 | 4 | July 19, 2024 |
| October 2025 | $194,646,452 | 6 | March 31, 2025 |
| October 2026 | $206,843,448 | 6 | March 31, 2026 |

Regulatory assets under management: $200,000,000 in the October 2024 data and $206,843,448 in the October 2026 data, up 3%.
Total employees: 4 in October 2024 and 6 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Burnham Sterling Asset Management LLC (CRD 283907): Form ADV filing data as of October 2026.