# Burne Financial Concepts, LLC

> Burne Financial Concepts, LLC is an SEC-registered investment advisory firm in Watertown, CT, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 27, 2026.

- CRD: 293013
- Filed as: BURNE FINANCIAL CONCEPTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Watertown, CT
- Filing period: October 2026
- Form ADV filing dated: January 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/293013
- AdvisorCensus page: https://advisorcensus.com/firm/burne-financial-concepts-llc-watertown-ct-293013

## Quick answers

**How is Burne Financial Concepts, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Burne Financial Concepts, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Burne Financial Concepts, LLC located?**
Burne Financial Concepts, LLC's principal office is in Watertown, CT, according to its Form ADV.

**Is Burne Financial Concepts, LLC registered with the SEC or a state?**
Burne Financial Concepts, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 293013.

**How much does Burne Financial Concepts, LLC manage?**
Burne Financial Concepts, LLC reports $113,700,000 in regulatory assets under management in its Form ADV filing dated January 27, 2026 (100% discretionary).

**How have Burne Financial Concepts, LLC's assets and staff changed since 2025?**
In the Form ADV data for Burne Financial Concepts, LLC: Regulatory assets under management: $100,423,644 in the October 2025 data and $113,700,000 in the October 2026 data, up 13%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Burne Financial Concepts, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (121); high net worth individuals (23).

**Which custodians does Burne Financial Concepts, LLC use?**
Burne Financial Concepts, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Burne Financial Concepts, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/293013

**Does Burne Financial Concepts, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 26, 2026 says: "Burne Financial generally does not impose a minimum account size for establishing a relationship."

**What changed in Burne Financial Concepts, LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $100,423,644 to $113,700,000 (+13%). Registered or notice-filed in MA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated January 26, 2026)

- Account minimum: None

> Burne Financial generally does not impose a minimum account size for establishing a relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $113,700,000
- Discretionary: $113,700,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 121 | $30,303,400 |
| High net worth individuals | 23 | $74,000,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $8,844,600 |
| Charitable organizations | Fewer than 5 | $552,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, LA, MA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $100,423,644 | 1 | February 21, 2025 |
| October 2026 | $113,700,000 | 1 | January 27, 2026 |

Regulatory assets under management: $100,423,644 in the October 2025 data and $113,700,000 in the October 2026 data, up 13%.
Total employees: 1 in October 2025 and 1 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $100,423,644 to $113,700,000 (+13%).
- Registered or notice-filed in MA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Burne Financial Concepts, LLC (CRD 293013): Form ADV filing data as of October 2026.