# Burkett Financial Services, LLC

> Burkett Financial Services, LLC is an SEC-registered investment advisory firm in Rock Hill, SC, registered since 2007, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 3, 2026.

- CRD: 140168
- Filed as: BURKETT FINANCIAL SERVICES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rock Hill, SC
- Filing period: October 2026
- Form ADV filing dated: February 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/140168
- AdvisorCensus page: https://advisorcensus.com/firm/burkett-financial-services-llc-rock-hill-sc-140168

## Quick answers

**How is Burkett Financial Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Burkett Financial Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Burkett Financial Services, LLC located?**
Burkett Financial Services, LLC's principal office is in Rock Hill, SC, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Burkett Financial Services, LLC registered with the SEC or a state?**
Burkett Financial Services, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 140168.

**How much does Burkett Financial Services, LLC manage?**
Burkett Financial Services, LLC reports $572,592,627 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (97% discretionary).

**How have Burkett Financial Services, LLC's assets and staff changed since 2021?**
In the Form ADV data for Burkett Financial Services, LLC: Regulatory assets under management: $350,123,809 in the October 2021 data and $572,592,627 in the October 2026 data, up 64%. Total employees: 5 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Burkett Financial Services, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (279); high net worth individuals (197).

**Which custodians does Burkett Financial Services, LLC use?**
Burkett Financial Services, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Burkett Financial Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140168

**Does Burkett Financial Services, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 3, 2026 says: "We require a minimum portfolio value of $500,000. We may, at our discretion, make exceptions to the foregoing or negotiate special fee arrangements where we deem it appropriate under the circumstances."

**What changed in Burkett Financial Services, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $490,786,468 to $572,592,627 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 3, 2026)

- Account minimum: $500,000

> We require a minimum portfolio value of $500,000. We may, at our discretion, make exceptions to the foregoing or negotiate special fee arrangements where we deem it appropriate under the circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $572,592,627
- Discretionary: $554,234,190
- Non-discretionary: $18,358,437

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 279 | $91,187,814 |
| High net worth individuals | 197 | $462,338,623 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $18,358,437 |
| Charitable organizations | Fewer than 5 | $707,753 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2007 (19 years)
- Employees: 7 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA, NC, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- West Columbia, SC

### Websites listed on Form ADV (Item 1.I)
- burkettfs.com
- LinkedIn @burkett-financial-services

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $350,123,809 | 5 | July 6, 2021 |
| October 2022 | $416,687,981 | 5 | September 7, 2022 |
| October 2023 | $396,053,890 | 5 | March 1, 2023 |
| October 2024 | $436,532,161 | 6 | August 19, 2024 |
| October 2025 | $490,786,468 | 7 | February 13, 2025 |
| October 2026 | $572,592,627 | 7 | February 3, 2026 |

Regulatory assets under management: $350,123,809 in the October 2021 data and $572,592,627 in the October 2026 data, up 64%.
Total employees: 5 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $490,786,468 to $572,592,627 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Burkett Financial Services, LLC (CRD 140168): Form ADV filing data as of October 2026.