# Burgess Investment Management and Research Inc.

> Burgess Investment Management and Research Inc. is an SEC-registered investment advisory firm in Toronto, Ontario, Canada, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 297648
- Filed as: BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Toronto, Ontario, Canada
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/297648
- AdvisorCensus page: https://advisorcensus.com/firm/burgess-investment-management-and-research-inc-toronto-ontario-297648

## Quick answers

**How is Burgess Investment Management and Research Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Burgess Investment Management and Research Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Burgess Investment Management and Research Inc. charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $250,000: 0.9% a year; $250,001 to $1,000,000: 0.75% a year; $1,000,001 to $2,500,000: 0.625% a year; Above $2,500,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Burgess Investment Management and Research Inc. located?**
Burgess Investment Management and Research Inc.'s principal office is in Toronto, Ontario, Canada, according to its Form ADV.

**Is Burgess Investment Management and Research Inc. registered with the SEC or a state?**
Burgess Investment Management and Research Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 297648.

**How much does Burgess Investment Management and Research Inc. manage?**
Burgess Investment Management and Research Inc. reports $144,159,401 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (99% discretionary).

**How have Burgess Investment Management and Research Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Burgess Investment Management and Research Inc.: Regulatory assets under management: $101,610,058 in the October 2021 data and $144,159,401 in the October 2026 data, up 42%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Burgess Investment Management and Research Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (54); high net worth individuals (44).

**Which custodians does Burgess Investment Management and Research Inc. use?**
Burgess Investment Management and Research Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Clearing Canada ULC and RBC Capital Markets, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Burgess Investment Management and Research Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297648

**What changed in Burgess Investment Management and Research Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $119,908,768 to $144,159,401 (+20%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Up to $250,000: 0.9% a year
- $250,001 to $1,000,000: 0.75% a year
- $1,000,001 to $2,500,000: 0.625% a year
- Above $2,500,000: 0.5% a year

> The Firm’s tiered fee structure is shown in the table below. Annualized Management Fee Weighted Fee Schedule Portion of Client’s Assets Between: Tier Annualized Fee $0 $250,000 0.900% $250,001 $1,000,000 0.750% $1,000,001 $2,500,000 0.625% $2,500,000 and above 0.500%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Clearing Canada ULC
- RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $144,159,401
- Discretionary: $142,331,524
- Non-discretionary: $1,827,877

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 54 | $19,089,656 |
| High net worth individuals | 44 | $125,069,745 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [burgessimr.com](https://burgessimr.com)
- [burgessinvestmentmanagement.com](https://burgessinvestmentmanagement.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $101,610,058 | 3 | March 29, 2021 |
| October 2022 | $116,443,629 | 2 | March 30, 2022 |
| October 2023 | $104,866,362 | 3 | March 31, 2023 |
| October 2024 | $132,504,864 | 3 | March 28, 2024 |
| October 2025 | $119,908,768 | 3 | March 29, 2025 |
| October 2026 | $144,159,401 | 3 | March 30, 2026 |

Regulatory assets under management: $101,610,058 in the October 2021 data and $144,159,401 in the October 2026 data, up 42%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $119,908,768 to $144,159,401 (+20%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Burgess Investment Management and Research Inc. (CRD 297648): Form ADV filing data as of October 2026.