{ "crd_number": 159875, "slug": "btg-pactual-asset-management-s-a-dtvm-botafogo-rio-de-janeiro-159875", "primary_business_name": "BTG PACTUAL ASSET MANAGEMENT S.A. DTVM", "legal_name": "BTG PACTUAL ASSET MANAGEMENT S.A. DTVM", "dbas": [], "city": "Botafogo, Rio de Janeiro", "state": null, "country": "Brazil", "cbsa_code": null, "metro": null, "registration_type": "exempt", "registration_status": "ERA - Active", "registration_date": "2012-03-26", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-04-03", "carried_forward": false, "raum_total": null, "raum_discretionary": null, "raum_non_discretionary": null, "raum_band": "not_reported", "raum_band_label": "Not reported", "total_employees": null, "advisory_employees": null, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [], "advisory_activities": [], "wrap_fee_participant": null, "disclosure_yes_count": 5, "states_registered": [], "websites": [ "https://btgpactual.com", "https://facebook.com/BTGPACTUAL", "https://linkedin.com/company/btgpactual", "https://youtube.com/channel/UCz2T2glISvX62Zd9S_FuuOA" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159875", "disclosure_items": [ { "item": "11.A(2)", "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.E(3)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?" }, { "item": "11.G", "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?" } ], "city_as_filed": "BOTAFOGO, RIO DE JANEIRO", "url": "https://advisorcensus.com/firm/btg-pactual-asset-management-s-a-dtvm-botafogo-rio-de-janeiro-159875", "display_name": "BTG Pactual Asset Management S.A. DTVM", "summary": "BTG Pactual Asset Management S.A. DTVM is an exempt reporting adviser in Botafogo, Rio de Janeiro, Brazil, filing reports since 2012. Exempt reporting advisers do not report regulatory assets under management on Form ADV.", "citation": "AdvisorCensus. BTG Pactual Asset Management S.A. DTVM (CRD 159875): Form ADV filing data as of October 2026.", "registration_type_label": "Exempt reporting adviser", "compensation_labels": [], "advisory_activity_labels": [], "quick_answers": [ { "q": "Where is BTG Pactual Asset Management S.A. DTVM located?", "a": "BTG Pactual Asset Management S.A. DTVM's principal office is in Botafogo, Rio de Janeiro, Brazil, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "How does BTG Pactual Asset Management S.A. DTVM report to regulators?", "a": "BTG Pactual Asset Management S.A. DTVM is an exempt reporting adviser, filing reports since 2012. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 159875." }, { "q": "Does BTG Pactual Asset Management S.A. DTVM report any disciplinary disclosures?", "a": "Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.E(3) (self-regulatory organization's finding of causing a business's authorization to be denied, suspended, revoked, or restricted), and 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/159875" }, { "q": "What changed in BTG Pactual Asset Management S.A. DTVM's recent Form ADV filings?", "a": "In the May 2026 filing data: Added an office in S?o Paulo. No longer lists an office in São Paulo." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2021-09-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2024-03-21" }, { "period": "2025-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2026-04-03" } ], "recent_changes": [ { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Added an office in S?o Paulo.", "No longer lists an office in São Paulo." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/btg-pactual-asset-management-s-a-dtvm-botafogo-rio-de-janeiro-159875.md", "clients": [], "disclosure_line": "Reports 5 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159875", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }